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FINRA Awards for Morgan Stanley

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Displaying 171-180 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0068612/22/2021Claimant(s): Ronald Waselenchuk
Claimant Lawyers(s): Teresa Verges
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Irisa Chen
Arbitrator(s): Andrea R. Jacobs
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
21-0019512/15/2021Claimant(s): William Valenti
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
21-0132212/14/2021Claimant(s): Richard Downer
Claimant Lawyers(s): Zachary Morse
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff P. Palmer
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
21-0090112/03/2021Claimant(s): David Bindelglass
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Joan M. Traub
Hearing Site: Jersey City, NJ
21-0083312/02/2021Claimant(s): Lisa Drew, Trustee, PR, & Individually
Claimant Lawyers(s): Josh M. Rubens
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Erika Deutsch Rotbart, Erika-Rae M Harvey, Christopher William Pole
Hearing Site: Boca Raton, FL
Checkmark Iconsettlement
19-0158812/01/2021Claimant(s): Lisa Wavro
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Stanley, Kevin Welsh
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Robert H. Putnam, Mauricio Arcadier, William Finley Hamel
Hearing Site: Columbia, SC
Checkmark IconExpungement
21-0069411/10/2021Claimant(s): Joyce L. Burkheiser
Claimant Lawyers(s): Kathryn A Salfingere
Respondent(s): Morgan Stanley, Kal Jamsa
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Dean J. Dietrich
Hearing Site: Boise, ID
Checkmark Icon$0
17-0301311/09/2021Claimant(s): Laurie Diamond
Claimant Lawyers(s): Laurie E. Diamond
Respondent(s): Morgan Stanley, Wells Fargo Advisors, Jeffrey Van Demark
Respondent Lawyers(s): Andrew R. Park, Irisa Chen, Patricia E. Cowart
Arbitrator(s): Pamela H Roderick, Camille S. Cooper, Michael S. Perinelli
Hearing Site: New York, NY
Checkmark IconExpungement
20-0183410/21/2021Claimant(s): Elizabeth Bondi
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): John Caracciolo
Hearing Site: New York, NY
19-0234410/20/2021Claimant(s): Mark Berens
Claimant Lawyers(s): Brian E. Martin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Esther Cho
Arbitrator(s): Theresa A Gillerlain, Thomas Michael Genovese, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
Checkmark Icon$0

1,352 Results

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