Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-00535 | 03/26/2012 | Claimant(s): Jeffrey Brown Claimant Lawyers(s): Jeffrey L. Brown Respondent(s): Morgan Stanley, Morgan Stanley & Co., Leonard Waldmann Respondent Lawyers(s): Braden O. Wilhelm Arbitrator(s): Dennis R. Frohlich Hearing Site: Denver, CO |  | $0 |
| 11-04031 | 03/21/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Lee Respondent(s): Respondent Lawyers(s): Arbitrator(s): Charles A. Crocco Hearing Site: Newark, NJ | $0 | |
| 11-04189 | 03/16/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Jeffrey Zachter Respondent(s): Chane Hazelett Respondent Lawyers(s): Chane W. Hazelett Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | $0 | |
| 10-04564 | 03/16/2012 | Claimant(s): Anna DeVincenzo, DeVincenzo Revocable Living Trust Claimant Lawyers(s): Ray T. Rockwell Respondent(s): John Cummings, Morgan Stanley Respondent Lawyers(s): Jonathan D. Robbins Arbitrator(s): Walter P. Hitchcock, John Edward Bersin, M. Scott Donahey Hearing Site: San Francisco, CA | | $305,000 |
| 11-02668 | 03/14/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Eric M Chial Respondent(s): Frank Petersen Respondent Lawyers(s): Frank Douglas Petersen Arbitrator(s): A. Robert Stevenson Hearing Site: Detroit, MI | $0 | |
| 10-05128 | 03/12/2012 | Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Jerome Callaghan, Morgan Stanley Respondent Lawyers(s): Nathaniel R. Wolf, Samuel P. Mauch Arbitrator(s): Peter Ordower, Michael Steinberg, Edward Louis Koven Hearing Site: Chicago, IL | $0 | |
| 11-00883 | 03/09/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Scott Short Respondent Lawyers(s): Scott W. Short Arbitrator(s): Mandel E. Himelstein Hearing Site: San Diego, CA | $0 | |
| 10-02866 | 03/07/2012 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): David Marek Respondent(s): Morgan Stanley Respondent Lawyers(s): Amy Ventry-Kagan Arbitrator(s): Catherine Ladnier, Joan M. Traub, Charles F. Titterton Hearing Site: New York, NY | $0 | |
| 11-00421 | 03/07/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Laura J. Starr Respondent(s): Michael Hester Respondent Lawyers(s): Michael J. Hester Arbitrator(s): Carl Henry Perdue Hearing Site: Tampa, FL | $0 | |
| 10-01021 | 03/06/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Alan S. Brodherson Respondent(s): James Kingsbury Respondent Lawyers(s): Kevin T. Hoffman Arbitrator(s): Romaine L. Gardner, Jack Friedman, Christine Costigan Hearing Site: New York, NY | $0 |