| 11-03590 | 12/18/2012 | Claimant(s): Sheryl Elshire, The Sherdon Trust
Claimant Lawyers(s): John M. Adsit
Respondent(s): Edward Glenn, Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Gerald F. Corrigan, Alan M. Rosen, Seymour Schoen
Hearing Site: Los Angeles, CA
|  | $0 |
| 12-01144 | 12/17/2012 | Claimant(s): Joseph Feld
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
| | $0 |
| 12-02206 | 12/14/2012 | Claimant(s): Morgan Stanley, Robert Lynch
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Edward Swyer
Respondent Lawyers(s): Luke Nikas
Arbitrator(s): Jacqueline W. Marshall, Jennifer L. Bliss
Hearing Site: Albany, NY
| | $0 |
| 11-02413 | 12/11/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Richard Chan
Respondent Lawyers(s): Richard Lee Chan
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
| | $0 |
| 12-01847 | 12/10/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Roger Haigney
Respondent Lawyers(s): Roger Gerard Haigney
Arbitrator(s): Richard S. Zaifert, Karen Z. Fischer, Daniel P. Lund
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 11-04079 | 12/06/2012 | Claimant(s): Lea Slote
Claimant Lawyers(s): Lea Slote
Respondent(s): Bruce Glassberg, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Sandra J. Mullings, Ira S. Cure, Christine Moore
Hearing Site: New York, NY
| | $0 |
| 11-00664 | 12/03/2012 | Claimant(s): Zelda Gechter
Claimant Lawyers(s): Zelda Gechter
Respondent(s): Citigroup Global Markets., Morgan Stanley, Richard Ress
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Steven R. Briggs, James L. Karpen, Stephen D Kursman
Hearing Site: Detroit, MI
| | $0 |
| 11-03356 | 11/29/2012 | Claimant(s): Kenneth Barrett
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley Market Products Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Daniel B. Berkson, David I. Goldblatt, Brian Lawrence Berlandi
Hearing Site: New York, NY
| | $0 |
| 10-05484 | 11/28/2012 | Claimant(s): Morgan Stanley, Morgan Stanley & Co.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Brittney Seeliger
Respondent Lawyers(s): Brittney Rae Seeliger
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | $0 |
| 10-01187 | 11/21/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): David H. Brodie
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Peter Meyer
Arbitrator(s): Bonnie K. Wachtel, Neil T. Treger, Lawrence M. Barnes
Hearing Site: Washington, DC
| | $0 |
