Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02721 | 05/14/2021 | Claimant(s): Norman Robertson Claimant Lawyers(s): Frances Menzer Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeffrey P. Palmer Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-02917 | 05/05/2021 | Claimant(s): Kurt Jackson Claimant Lawyers(s): Frances Menzer Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-02982 | 04/30/2021 | Claimant(s): Lawrence Cane Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 20-02587 | 04/29/2021 | Claimant(s): William Kumm Claimant Lawyers(s): Frances Menzer Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI | ||
| 20-02981 | 04/20/2021 | Claimant(s): Lawrence Cane Claimant Lawyers(s): Frances Menzer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA | ||
| 20-02580 | 04/15/2021 | Claimant(s): Kelly Kidwell Claimant Lawyers(s): Frances Menzer Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 20-01514 | 12/03/2020 | Claimant(s): Sandeep Varma Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Randy R. Maher Hearing Site: San Diego, CA | ||
| 20-00508 | 11/24/2020 | Claimant(s): Trajan Sung Claimant Lawyers(s): Frances Menzer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 19-03707 | 11/12/2020 | Claimant(s): Stan Leavitt Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-00958 | 10/21/2020 | Claimant(s): Kelly Stewart Claimant Lawyers(s): Frances Menzer Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO |