| 16-00290 | 03/09/2017 | Claimant(s): Elsie Hernandez Ferrari, Elsie, Herman and Annette Hernadez
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Alise J. Henry
Arbitrator(s): Marc T. Danon, Stuart K. Furman, Kenrick Albert Pratt
Hearing Site: Miami, FL
|  | $505,000 |
| 15-02593 | 12/05/2016 | Claimant(s): Michael Studley
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Stuart K. Furman, A. Michelle Jernigan, Rose Erika Kennedy
Hearing Site: Orlando, FL
| | Expungement |
| 14-00538 | 12/18/2015 | Claimant(s): Barnett Chepenik, Jason Chepenik
Claimant Lawyers(s): David J. Freniere
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Janene M. Marasciullo
Arbitrator(s): Bernard Hornick, Stuart K. Furman, Denise Morris Hammond
Hearing Site: Orlando, FL
| | |
| 14-02940 | 11/20/2015 | Claimant(s): Marilyn Mungo, Thomas Mungo
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | Expungement |
| 13-03784 | 08/31/2015 | Claimant(s): Ana Lopez-Gonzalez, Andres Ricardo Gomez, Wave Management LLC, as Trustee for AG I
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Stuart K. Furman, Frances Johnson Wright, Joseph John Mantione
Hearing Site: San Juan, PR
| | $2,930,080 |
| 13-03295 | 06/03/2015 | Claimant(s): William Chesser
Claimant Lawyers(s): William D. Chesser
Respondent(s): Wells Fargo Advisors, Curtis Dees
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Lori Beth Kamen
Hearing Site: Orlando, FL
| | $0 |
| 14-00419 | 05/06/2015 | Claimant(s): Jose Segarra, Mabel Garcia De Segarra
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): Carlos Ubinas, UBS Financial Services Inc., UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Edwin A. Zipf, Roberto Quinones, Salvador J. Antonetti
Arbitrator(s): Monica I. Salis, Mimi B. Osiason, Stuart K. Furman
Hearing Site: San Juan, PR
| | Expungement |
| 14-00577 | 04/27/2015 | Claimant(s): Candice Adkins, Linda Thomas, Dick & Marth Fish Farms., Geneva BCCXXV
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Stuart K. Furman, Arve Alexander Wikstrom, Richard Merritt Langway
Hearing Site: Orlando, FL
| | Expungement |
| 11-00425 | 10/17/2014 | Claimant(s): Haydee de Cancio, Pablo Cancio
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Juan Colon-Perea, Popular Securities.
Respondent Lawyers(s): Jason S. Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Monroe Mitchel, Stuart K. Furman, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | Expungement |
| 13-00853 | 10/13/2014 | Claimant(s): Deborah Fleischer, Gary Fleischer, Gary & Deborah Fleischer Rev Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): David Lerner Associates., David Lerner, Michael Uvenio
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Cindy L. Anderson, Stuart K. Furman, Jeanne Crandall
Hearing Site: Jacksonville, FL
| | Expungement |
