Potomac Analytics' Logo

FINRA Awards for Wave Management LLC

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0378408/31/2015Claimant(s): Ana Lopez-Gonzalez, Andres Ricardo Gomez, Wave Management LLC, as Trustee for AG I
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Stuart K. Furman, Frances Johnson Wright, Joseph John Mantione
Hearing Site: San Juan, PR
Checkmark Icon$2,930,080

1 Results

Display: