| 21-02101 | 04/11/2023 | Claimant(s): Alan Litfin, Dana Inghram, Alan J. Litfin IRA, Robin L. Litfin IRA
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): Arben Gecaj, Cabot Lodge Securities LLC
Respondent Lawyers(s): David E. Robbins, James Baehr
Arbitrator(s): Stuart K. Furman, Chester Barry White, Richard Merritt Langway
Hearing Site: Orlando, FL
|  | $54,000 |
| 20-02368 | 11/08/2022 | Claimant(s): Helen Shelly, Jerry Shelly
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Arkadios Capital, Triad Advisors LLC
Respondent Lawyers(s): Greg Curley, Peter B. King
Arbitrator(s): Michael J. Ahlstrom, Stuart K. Furman, Bernadette F. Rasmussen
Hearing Site: Columbia, SC
| | Expungement |
| 22-00386 | 09/29/2022 | Claimant(s): Thomas Massebeau
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Service.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | |
| 22-00483 | 09/29/2022 | Claimant(s): Andrew Scheirer
Claimant Lawyers(s): Harris Freedman
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | |
| 20-04056 | 07/28/2022 | Claimant(s): Eilesia Dixon
Claimant Lawyers(s): Frank Breese
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): John W. Joyce
Arbitrator(s): Stuart K. Furman, Lenderrick Taylor, Deanisha Franchae Hopson
Hearing Site: Jackson, MS
| | |
| 21-00547 | 07/11/2022 | Claimant(s): Gary Miller, Martha Miller
Claimant Lawyers(s): William B. Young
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Stuart K. Furman, Mauricio Arcadier, John Briggs
Hearing Site: Orlando, FL
| | Expungement |
| 20-00235 | 03/14/2022 | Claimant(s): Cara Thomas
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Stuart K. Furman, Mildred Dorta, Mary Ann Etzler
Hearing Site: Orlando, FL
| | |
| 21-00312 | 02/16/2022 | Claimant(s): Patrick Ridgeway
Claimant Lawyers(s): Lance McCardle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Stuart K. Furman, Alan E. Linden, John G. Sciandra
Hearing Site: Jackson, MS
| | $1,100,000 |
| 19-02787 | 02/04/2022 | Claimant(s): Kent Lovelace
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Pratul Agnihotri, Aegis Capital Corp.
Respondent Lawyers(s): Sameer Rastogi, Timothy Feil
Arbitrator(s): Darrell A. Hillis, Stuart K. Furman, Richard William Wise
Hearing Site: Jackson, MS
| | $0 |
| 21-00206 | 12/07/2021 | Claimant(s): Claudio Gambin Neto
Claimant Lawyers(s): Harris Freedman
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | |
