22-00514 | 01/09/2023 | Claimant(s): Eric Lyon Claimant Lawyers(s): Harris Freedman Respondent(s): JWGenesis Securities., National Securities Corporation, Wells Fargo Advisors Financial Network Respondent Lawyers(s): Emily A. Hayes, Michael Naccarato Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL
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21-01837 | 12/14/2022 | Claimant(s): Mark Wagner Claimant Lawyers(s): Mark Wagner Respondent(s): Jack Hsia, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Robert E. Jenks, Marc David Wilde, Betty Jean Jackson Hearing Site: Los Angeles, CA
| | Expungement |
19-01392 | 12/12/2022 | Claimant(s): Jeffrey Cohen Claimant Lawyers(s): David A. Schrader Respondent(s): Wells Fargo Advisors Financial Network, Philip Pappas, Steven Dichter Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Annamaria Boccia Smith, John Herbert Grefe, John Warner Lowe Hearing Site: New York, NY
| | $0 |
22-00917 | 11/28/2022 | Claimant(s): Yan Binder Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Stuart Bruce Klein, Robert G. Geeseman, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL
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22-00167 | 11/07/2022 | Claimant(s): John Schmidt Claimant Lawyers(s): John Gregory Schmidt Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Stephen P. Calardo, Gary B. Deutsch, Joseph Patrick Cottingham Hearing Site: Cincinnati, OH
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21-00292 | 10/25/2022 | Claimant(s): William Howard Claimant Lawyers(s): Eric J. Nathan Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Keith Barnett Arbitrator(s): Lita S. Menkin, Edwin J. Buckley, Brian Francis Pocock Hearing Site: Atlanta, GA
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22-00322 | 10/18/2022 | Claimant(s): Marat Kushner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Laura A. Kaster Hearing Site: Baltimore, MD
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19-00573 | 06/14/2022 | Claimant(s): Brian Dennis Claimant Lawyers(s): Kita Lantman Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Mark Lippman Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Thomas E. Hommel, Cindy B. Eisenberg, Lynne M. Reid-McQueen Hearing Site: New York, NY
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22-00146 | 05/24/2022 | Claimant(s): Robert Rockefeller Claimant Lawyers(s): Robert Rockefeller Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
| | $125 |
21-02488 | 03/02/2022 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Theodore R. Bynum Respondent(s): Daniel Josey Respondent Lawyers(s): Daniel Jordan Josey Arbitrator(s): David Paul Clark Hearing Site: Charlotte, NC
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