Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02510 | 06/17/2022 | Claimant(s): Robert Ihrig, Susan Ihrig Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard Djokic Hearing Site: Denver, CO |  | $12,000 |
| 21-00028 | 05/11/2022 | Claimant(s): Ian Delahunty Claimant Lawyers(s): Michael S. Hill Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Karen Roberts Washington, Will Pryor, Subvet West Hearing Site: Dallas, TX | | $365,425 |
| 21-02124 | 04/25/2022 | Claimant(s): Mearu Takatsu Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Investments, TD Ameritrade., Citicorp Investment Services Respondent Lawyers(s): Adam Kauff, Bryce Cullinane, Valerie Holder Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 20-04210 | 03/30/2022 | Claimant(s): Nathan Edwards Claimant Lawyers(s): Nathan Edwards Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Mitchel Weiss, Brian Michael Kane, Mary Ann Etzler Hearing Site: Jacksonville, FL | | $0 |
| 21-02138 | 03/25/2022 | Claimant(s): Ian Castille Claimant Lawyers(s): Ariel Okonsky Respondent(s): TD Ameritrade. Respondent Lawyers(s): Bryce Cullinane Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 21-01425 | 03/16/2022 | Claimant(s): Gary Zimmerman Claimant Lawyers(s): Bryan T. Forman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX | | $86,000 |
| 20-00106 | 03/11/2022 | Claimant(s): Allan T. Schmaltz IRA Claimant Lawyers(s): John E. Sutherland Respondent(s): TD Ameritrade. Respondent Lawyers(s): John D. Stewart Arbitrator(s): Andrea J. Goldman Hearing Site: Boston, MA | | $0 |
| 21-00715 | 02/22/2022 | Claimant(s): Ying Lei Claimant Lawyers(s): Ying Lei Respondent(s): Kwai Chan, TD Ameritrade., Shou Yung Hua Respondent Lawyers(s): John D. Stewart Arbitrator(s): Nancy Kramer, Mark Cuccaro, Jess A. Bunshaft Hearing Site: New York, NY | | Expungement |
| 21-00506 | 02/15/2022 | Claimant(s): David Anderson Claimant Lawyers(s): David Anderson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Roger C. Benson, James A. McIntosh, Robert Lane Arrington Hearing Site: Nashville, TN | | Dismissed by Rule 12504 |
| 21-01076 | 02/04/2022 | Claimant(s): Farid Ghafelpour Claimant Lawyers(s): Farid Ghafelpour Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Barbara M. Zak, W. Alex King, Xochitl Arteaga Hearing Site: Los Angeles, CA | | $0 |