| 08-01757 | 02/25/2010 | Claimant(s): Paul Norman
Claimant Lawyers(s): Brian G. Isaacson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): James D. Murray, Paul D. Gutierrez, David D. Stein
Hearing Site: San Francisco, CA
|  | $0 |
| 08-04656 | 02/22/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Manoj R. Andalkar
Respondent(s): Michael Sheriff
Respondent Lawyers(s): Michael Andrew Sheriff
Arbitrator(s): Vaughn Thomas Hale, William Montgomery, Bryan L. Herrmann
Hearing Site: Los Angeles, CA
| | |
| 09-00127 | 02/17/2010 | Claimant(s): Sanford Josephson, Sanford Josephson Rev Living Trust
Claimant Lawyers(s): Alan Foxman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): David L. Hodgson, Gilbert A. Schnirman, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | $0 |
| 08-04169 | 02/08/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kevin Walker
Respondent(s): Kenneth Ross, Lloyd Laughlin, Timothy Miller
Respondent Lawyers(s): Brian J. Sommer, Kevin Walker
Arbitrator(s): Kathleen A. Hanula, Harvey Michael Rosenberg, John P. Abriola
Hearing Site: Pittsburgh, PA
| | |
| 09-01306 | 02/04/2010 | Claimant(s): Theodore Jung
Claimant Lawyers(s): Wray H. Kondo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Peter H. Daly, Walter H. Ikeda, Charles Eugene Markley
Hearing Site: Honolulu, HI
| | |
| 09-00298 | 02/02/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Jason Kraskiewicz
Respondent Lawyers(s): Jason N. Kraskiewicz
Arbitrator(s): Bruce M. Alster
Hearing Site: Ft. Lauderdale, FL
| | |
| 09-01094 | 01/19/2010 | Claimant(s): Fredi Queen
Claimant Lawyers(s): David H. Ledgin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Vicki Z. Holleman, Michael F. Fitzgerald, Alvin Green
Hearing Site: New York, NY
| | $0 |
| 09-01130 | 01/15/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Carol Ramsdell, Wachovia Securities, Eugene Richardson, Justin Burdo, Marc Johnson
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): David Buch, Christopher C. Willett, Ronald Ripstein
Hearing Site: Rochester, NY
| | |
| 08-03849 | 01/06/2010 | Claimant(s): James Dyko and Diane Dyko, JTWROS
Claimant Lawyers(s): John E. Sutherland
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Jack A. Marshall, Nickolas F. Monteforte, Andrea J. Goldman
Hearing Site: Boston, MA
| | $15,000 |
| 08-00452 | 12/30/2009 | Claimant(s): Paige Sherman
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Richard L. Rubin, Laura Effel, Robert M. Lubin
Hearing Site: San Francisco, CA
| | |
