| 09-03448 | 03/30/2010 | Claimant(s): Rita Kaufman
Claimant Lawyers(s): Jill Gross
Respondent(s): Alfred Kelly, Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
|  | $0 |
| 08-04191 | 03/23/2010 | Claimant(s): David Pichler
Claimant Lawyers(s): Leonard B. Pack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Katrina L. Baker
Arbitrator(s): Diane Getzler, Catherine Ladnier, Alejandro Miguel Garro
Hearing Site: New York, NY
| | |
| 09-00813 | 03/19/2010 | Claimant(s): James Searcy IRA, James Searcy Revocable Trust u/a/d 12/01
Claimant Lawyers(s): David Liebrader
Respondent(s): George Manska, Citigroup Global Markets., Shirley Gilreath
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Howard W. Shannon, Alan J. Duncan, James H. McAvoy
Hearing Site: Las Vegas, NV
| | $523,000 |
| 09-05646 | 03/18/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): Daniel Ashby
Respondent Lawyers(s): Daniel Peter Ashby
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
| | |
| 09-04508 | 03/15/2010 | Claimant(s): Sheldon Schafer
Claimant Lawyers(s): Sheldon L. Schafer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Fertig Robinson
Arbitrator(s): G. Gale Roberson
Hearing Site: Chicago, IL
| | $88 |
| 08-02766 | 03/08/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): James Porter
Respondent Lawyers(s): Jason A. Richardson
Arbitrator(s): Robert M. Birenbaum, William Edward Buck, Jeffrey R. Jury
Hearing Site: Houston, TX
| | |
| 09-00882 | 03/01/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Daniel Henrichs
Respondent Lawyers(s): Susan K. Roach
Arbitrator(s): Gerald Cohen, Sean Patrick Abernathy, David B. Lacks
Hearing Site: St. Louis, MO
| | |
| 09-03843 | 03/01/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Michael Jacob Ewart
Respondent(s): Desiree Lu
Respondent Lawyers(s): Desiree H. Lu
Arbitrator(s): Jeffrey E. Skogsbergh
Hearing Site: Los Angeles, CA
| | |
| 09-01764 | 03/01/2010 | Claimant(s): Phyllis Shore
Claimant Lawyers(s): Jennifer M. Jordan
Respondent(s): Citigroup Global Markets., Ron Cukier, Smith Barney.
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Daniel J. McCarthy, John A. Scudiero, Philip Rachmelowitz
Hearing Site: New York, NY
| | $0 |
| 07-02162 | 02/26/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher J. Carney
Respondent(s): Robert Miller, Thipp Ratsaboutseua
Respondent Lawyers(s): Robert D. Miller, Thipp Ratsaboutseua
Arbitrator(s): Anthony J. Soukenik, Bruce S. Feldacker, Jesse David Hill
Hearing Site: St. Louis, MO
| | |
