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FINRA Awards for Desiree H. Lu

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0384303/01/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Michael Jacob Ewart
Respondent(s): Desiree Lu
Respondent Lawyers(s): Desiree H. Lu
Arbitrator(s): Jeffrey E. Skogsbergh
Hearing Site: Los Angeles, CA

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