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FINRA Awards for Rita Kaufman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0344803/30/2010Claimant(s): Rita Kaufman
Claimant Lawyers(s): Jill Gross
Respondent(s): Alfred Kelly, Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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