| 19-00801 | 08/26/2022 | Claimant(s): Shlomo Salant
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Robert I. Adler, Peter E. Gillespie, Daniel Engelstein
Hearing Site: New York, NY
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| 21-02891 | 08/09/2022 | Claimant(s): Aric Zamel
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Constance Ellen Boukidis, Lorraine Woodwark, Gecole L. Harley
Hearing Site: Los Angeles, CA
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| 21-02845 | 07/22/2022 | Claimant(s): Seth Marcus
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 20-03226 | 06/28/2022 | Claimant(s): Raquel Gonzalez Chavez
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Citigroup Global Markets., Popular Securities.
Respondent Lawyers(s): Adam M. Kauff, Maria T. Alvarez-Santos
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
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| 21-02864 | 06/28/2022 | Claimant(s): Anthony Javarone
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Leslie L. Cooney, Robert C. Harris, Stephenie Dorris
Hearing Site: Boca Raton, FL
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| 21-00912 | 06/24/2022 | Claimant(s): Erin Daly
Claimant Lawyers(s): Michelle Daly
Respondent(s): Citigroup Global Markets., Citibank, N.A., Citigroup Inc.
Respondent Lawyers(s): Lisa Lupion
Arbitrator(s): Alexander Wayman Hunter, Roger Pierro, Helen Scott Ching
Hearing Site: New York, NY
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| 20-02284 | 05/20/2022 | Claimant(s): Mathew Schweifler
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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| 19-03520 | 05/04/2022 | Claimant(s): Abbas Azimi
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Herbert Liberman, Kevin K. Forrester, Randall B Christison
Hearing Site: San Diego, CA
|  | Expungement |
| 21-01095 | 04/27/2022 | Claimant(s): Marlen Osadchy
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Edward W. Morris, Cynthia Kouril, Joanne Sari Feld
Hearing Site: New York, NY
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| 21-02292 | 04/21/2022 | Claimant(s): David Bindelglass
Claimant Lawyers(s): Michael Bessette
Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC
Respondent Lawyers(s): Adam Kauff, Leyla Bari
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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