| 14-01760 | 03/23/2016 | Claimant(s): Christus Health
Claimant Lawyers(s): Jason W. Burge
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Andrew J. Ehrlich
Arbitrator(s):
Hearing Site: Dallas, TX
|  | $0 |
| 15-00741 | 03/22/2016 | Claimant(s): Mehdi Hassan
Claimant Lawyers(s): Mehdi Syed Hassan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin G. Lauri
Arbitrator(s): Roger J. Hawke, Daniel Robbins, Akshat Tewary
Hearing Site: New York, NY
| | |
| 15-00438 | 01/19/2016 | Claimant(s): Allan Yarkin
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey Friedman
Arbitrator(s): Geraldine A. Genco, Gilbert A. Schnirman, Louis David Huss
Hearing Site: Miami, FL
| | |
| 15-01163 | 01/07/2016 | Claimant(s): Jerry S. Needleman
Claimant Lawyers(s): Jerry S. Needleman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Heather K. Murphy
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | $38 |
| 14-00199 | 01/06/2016 | Claimant(s): Kenneth Lee
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Citigroup Global Markets., Hsyu-Chieng Chiou
Respondent Lawyers(s): Brian J. Ellis, Steven D. Toskes
Arbitrator(s): Perry Lee Taylor, Barbara Black, Helen E. Huyler
Hearing Site: Atlanta, GA
| | $2,250,000 |
| 15-00386 | 12/30/2015 | Claimant(s): Richard Zinman
Claimant Lawyers(s): Aari Itzkowitz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): John Daly, Robert E. Anderson, Thomas A. Abitabile
Hearing Site: New York, NY
| | |
| 06-01354 | 10/16/2015 | Claimant(s): Adele Simonds
Claimant Lawyers(s): Adele Simonds
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Jacqueline Marie Pierre, Howard N. Gorney, Steven S. Manos
Hearing Site: Boston, MA
| | $0 |
| 13-01142 | 10/15/2015 | Claimant(s): Board of Trustees of the Iron Workers Lo
Claimant Lawyers(s): William P. Callinan
Respondent(s): Citigroup Global Markets., Morgan Stanley Smith Barney, Smith Barney.
Respondent Lawyers(s): Rawn Howard Reinhard
Arbitrator(s): Michael Nathanson, Susan L. Walker, Seymour Andrew Newman
Hearing Site: Chicago, IL
| | Expungement |
| 10-00817 | 09/29/2015 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Steven Ipp
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): George G. Kurschner, Donald Theodore Ryce, Robert S. Shuster
Hearing Site: Boca Raton, FL
| | |
| 15-00170 | 08/25/2015 | Claimant(s): Brian Nelson
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Robert S. Banks, Michael D. Weiner, Katherine H. O'Neil
Hearing Site: Portland, OR
| | |
