| 19-00146 | 09/09/2019 | Claimant(s): Michael Rhodes
Claimant Lawyers(s): Michael Bessette
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 19-00086 | 08/29/2019 | Claimant(s): Gordon Bryan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick Christensen
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
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| 19-00079 | 08/08/2019 | Claimant(s): Robert Conzo
Claimant Lawyers(s): Polina M. Dostalik
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Craig Vollono
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
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| 18-03328 | 08/05/2019 | Claimant(s): Darren Golde
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael S. Jordan
Hearing Site: Chicago, IL
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| 18-04425 | 08/01/2019 | Claimant(s): Kenneth Levene
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ
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| 18-03991 | 07/30/2019 | Claimant(s): Michael Abramo
Claimant Lawyers(s): N. Nancy Ghabai, Esq.
Respondent(s): LPL Financial LLC, UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Anthony J. Borrelli, David I. Hantman, Esq., Jon D. Kaplon
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
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| 18-02137 | 06/27/2019 | Claimant(s): David Wren
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets., Cetera Advisors
Respondent Lawyers(s): David I. Hantman, Jeremy S. Winer, Jeremy Carr
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
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| 18-02062 | 06/18/2019 | Claimant(s): Daniel Abilevitz
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets., Citibank N.A.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John Caracciolo, Barry Stephen Spector, Howard Alan Grinsberg
Hearing Site: New York, NY
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| 18-03458 | 06/13/2019 | Claimant(s): Robert Robbins
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Nuviah Shirazi
Arbitrator(s): Robert S. Hark
Hearing Site: Manchester, NH
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| 18-03254 | 06/06/2019 | Claimant(s): Ronald Wetzel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Abigail D. Elrod, Barbara Weaver, David I. Hantman
Arbitrator(s): Jim Geiger
Hearing Site: Baltimore, MD
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