Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03199 | 05/14/2021 | Claimant(s): Anthony Scaglione Claimant Lawyers(s): Joshua F. Bautz Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 20-02899 | 05/10/2021 | Claimant(s): Byron Studdard Claimant Lawyers(s): Brian Luther Respondent(s): American Portfolios Financial Srvs., Ameriprise Financial Services Respondent Lawyers(s): Craig Vollono, Howard Klausmeier Arbitrator(s): Gary E. Marcus Hearing Site: Tampa, FL | ||
| 20-02835 | 05/07/2021 | Claimant(s): Mark Picchi Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Richard R. Logsdon Hearing Site: Tampa, FL | ||
| 20-02786 | 04/13/2021 | Claimant(s): Kristopher Flammang Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 20-02939 | 04/12/2021 | Claimant(s): Christine Kelley Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02636 | 03/23/2021 | Claimant(s): Howard Adcock Claimant Lawyers(s): Harris Freedman Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL | ||
| 20-03986 | 03/23/2021 | Claimant(s): Kovack Securities Inc Claimant Lawyers(s): Amy Towle Respondent(s): Gerald O'Halloran Respondent Lawyers(s): Gerald James O'Halloran Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL | ||
| 20-02322 | 03/19/2021 | Claimant(s): Jon Lowther Claimant Lawyers(s): Jonathan Schwartz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 20-02525 | 03/12/2021 | Claimant(s): Melisa Lloyd Claimant Lawyers(s): Stephan Louviere Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 19-03803 | 03/10/2021 | Claimant(s): Susan Godown, Susan J. Godown JTTEN Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Karimu F. Hill-Harvey, Natalie Paskiewicz, Jason Paul Ramos Hearing Site: Tampa, FL |  | Expungement |