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FINRA Awards for Nicholas J. Guiliano

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Displaying 11-20 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0204005/04/2015Claimant(s): Christine Johnson, Donna Johnson, Susan Bennett
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Gordon M. Wase, Michael P. Marryshow, Donald S. Bauman
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
14-0190804/08/2015Claimant(s): Christine DiJullia, Daniel Alampi
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Richard N. Kelmans, Mark E. Hollern, Joseph H. Danziger
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
13-0004812/26/2014Claimant(s): Carolyn Eachus, Warren Eachus
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jill Leeds-Rivera, Kathleen K. Murphy, Paul Ribner
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
12-0103112/04/2013Claimant(s): William Turner
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Anthony Lodati, Yousuf Saljooki, Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Ronald P. Wertheim
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
12-0024404/17/2013Claimant(s): Samuel Messing
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0075412/04/2012Claimant(s): Carole Abom, John Abom
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Patrick R. Mahoney
Arbitrator(s): Elliot B. Platt, Glenn Lloyd Nobel, Shelley J. Michaels
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
11-0019002/14/2012Claimant(s): Brenda Proeschel, James Proeschel
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael Gless
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
Checkmark IconExpungement
10-0085904/07/2011Claimant(s): Andrew Gay
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Bestvest Investments, Ltd.
Respondent Lawyers(s): Nicholas J. Guiliano
Arbitrator(s): Paul Ribner, Donald S. Bauman, John Herbert Grefe
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0232908/04/2010Claimant(s): Nicholas Reeve, Prostar 2000
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Michael Passero, Ross Mandell, Stephen Shea, Granta Capital Group LLC
Respondent Lawyers(s): Michael R. Passero, Ross H. Mandell, Stephen W. Shea, Stephen William Shea
Arbitrator(s): Richard W. Cutler, Franklin P. Chapman, Adam M. Kauff
Hearing Site: New York, NY
Checkmark Icon$367,595
09-0198105/05/2010Claimant(s): Robert Poochigian & Patricia Poochigian
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Sandra D. Grannaum
Arbitrator(s): E. William Pastor, Glenn J. Hansen, Edward F. Koren
Hearing Site: Philadelphia, PA
Checkmark Icon$15,000

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