| 07-01788 | 09/15/2008 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Harry Friedman, Sloan Securities Corp.
Respondent Lawyers(s): Brian H. Reis, Robert K. Ross
Arbitrator(s): Richard E. Lerner, Edward L. Levine, Jeffrey H. Rosenthal
Hearing Site: Newark, NJ
|  | $136,780 |
| 06-02818 | 09/15/2008 | Claimant(s): Donald Dailey
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Legg Mason Wood Walker, John Russell
Respondent Lawyers(s): Jason W. Gaarder
Arbitrator(s): Jay H. Feldstein, N. John Marinack, Ronald J. Ricci
Hearing Site: Pittsburgh, PA
| | $0 |
| 06-03279 | 09/15/2008 | Claimant(s): Robert W. Coles Rev.Tr
Claimant Lawyers(s): Anthony Hartman
Respondent(s): Joseph Hanna, A.G. Edwards & Sons., Robert Poling
Respondent Lawyers(s): William S. Port
Arbitrator(s): Edward F. Siegel, Benjamin B. Segel, Daniel L. Bonder
Hearing Site: Cleveland, OH
| | $0 |
| 07-01611 | 09/15/2008 | Claimant(s): Darlene Ludolff
Claimant Lawyers(s): Adrian N. Roe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Samuel Spanos
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): John H. Ewing, Donald J. Gilbert, Alfred E. Lawson
Hearing Site: Pittsburgh, PA
| | $0 |
| 07-02695 | 09/15/2008 | Claimant(s): Joseph Marinucci, Micheal Marinucci, Paul Marinucci
Claimant Lawyers(s): Robert H. Glotzer
Respondent(s): Fidelity Brokerage Services
Respondent Lawyers(s): Patrick J. Dolan
Arbitrator(s): Stephen M. Acerra, Marilyn H. Zuckerman, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $0 |
| 07-02796 | 09/15/2008 | Claimant(s): George Brown, Jean Brown
Claimant Lawyers(s): H. Dale Langley
Respondent(s): Stephen Westphal, Edward Jones
Respondent Lawyers(s): Lin Hughes
Arbitrator(s): Robert J. Gregory, Preston Deaton Rigsby, Robert Jerry Strader
Hearing Site: Dallas, TX
| | $0 |
| 07-02976 | 09/15/2008 | Claimant(s): Mary Sammelman
Claimant Lawyers(s): Steven Koslovsky
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Carrie J. Bechtold
Arbitrator(s): Michael L. Lyons, Sean Patrick Abernathy, Stuart W. Smith
Hearing Site: St. Louis, MO
| | $0 |
| 07-03120 | 09/12/2008 | Claimant(s): Anita Wood
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Lance Pelky, ING Financial Partners.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Gunnar Thowsen, Erwin Jay Shustak, Sally G. Williams
Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
| 07-03269 | 09/12/2008 | Claimant(s): Beatrice Kershenblatt
Claimant Lawyers(s): Beatrice B. Kershenblatt
Respondent(s): David Karp, A.G. Edwards & Sons.
Respondent Lawyers(s): David Butler
Arbitrator(s): Joseph R. Lally, Sean M. Sweeney, Allen M. Kerpan
Hearing Site: Philadelphia, PA
| | $0 |
| 08-00213 | 09/12/2008 | Claimant(s): Kamiar Saeedian
Claimant Lawyers(s): Kamiar Saeedian
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): S. Lee Terry
Hearing Site: Denver, CO
| | $125 |
