| 09-05059 | 04/19/2010 | Claimant(s): Doris Benson
Claimant Lawyers(s): Doris Benson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Howard W. Shannon
Hearing Site: Phoenix, AZ
|  | $2,389 |
| 09-05201 | 04/19/2010 | Claimant(s): Saul Crafton
Claimant Lawyers(s): Saul Crafton
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Catherine Luth
Arbitrator(s): Robert H. Putnam
Hearing Site: Jacksonville, FL
| | $257 |
| 09-06378 | 04/19/2010 | Claimant(s): Gina and Antonio Strazzullo
Claimant Lawyers(s): Gina Strazzullo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Robert J. Saex
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-00976 | 04/16/2010 | Claimant(s): The Sohaili Trust
Claimant Lawyers(s): Masood Sohaili
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mai P. Klaassen
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | $1,050 |
| 07-02774 | 04/16/2010 | Claimant(s): Eugenia Jones
Claimant Lawyers(s): Eugenia Jones
Respondent(s): Dennis Cavender, William Hudson
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Richard V. McGalliard, Sabrina Raquel Scott, Joan Connolly Grafstein
Hearing Site: Atlanta, GA
| | $0 |
| 08-01503 | 04/16/2010 | Claimant(s): Anna Brasch
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Eric Henry, Thomas Kelly, K & H Partners
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): D. Michael Kratchman, William P. Thorpe, A. Robert Stevenson
Hearing Site: Detroit, MI
| | $0 |
| 08-02833 | 04/16/2010 | Claimant(s): O. Stanley and Frankie F. Thornton
Claimant Lawyers(s): Pratt H. Davis
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Robert N. Leitch, Dave Wolf, T. Scott Watkins
Hearing Site: Atlanta, GA
| | $0 |
| 09-03504 | 04/16/2010 | Claimant(s): Mid Coast Builders, Mid Coast Builders Supply Inc. 1, Mid Coast Builders Supply. 2, The New Mid-Coast Plan BJC, The New Mid-Coast Plan BJC PM, The New Mid-Coast Plan REC, The Cook Trust dtd 5/3/88
Claimant Lawyers(s): Alan R. Templeman
Respondent(s): Citigroup Global Markets., John Sottile, Morgan Stanley Smith Barney
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Stanley C. Morris, Steven J. Feldman, James Stephan Mulholland
Hearing Site: Los Angeles, CA
| | $0 |
| 09-05655 | 04/16/2010 | Claimant(s): Jean Dalisa
Claimant Lawyers(s): Paul T. Vink
Respondent(s): Arlene Quaranta, Wachovia Securities
Respondent Lawyers(s): Joseph F. Generelli, Roland T. Koke
Arbitrator(s): Eric P. Nachman, Lincoln W. Craighead, Bernard J. McGuire
Hearing Site: New York, NY
| | $0 |
| 08-02851 | 04/15/2010 | Claimant(s): John Doerner
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Clifford Gamble, Gibbs Brown, Joseph Vassallo, Leland Prussia, Linda Sechser, Richard Boone, Scott Hultsman, Timothy Menezes, EPlanning Securities.
Respondent Lawyers(s): Clifford N. Gamble, Gibbs W. Brown, Joseph J. Ehrlich, Linda M. Sechser, Richard E. Boone, Scott Hultsman
Arbitrator(s): William W. Haskell, Dennis W. Yan, Sean B. Meehan
Hearing Site: San Francisco, CA
| | Expungement |
