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FINRA Awards for Dave Wolf

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0283304/16/2010Claimant(s): O. Stanley and Frankie F. Thornton
Claimant Lawyers(s): Pratt H. Davis
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Robert N. Leitch, Dave Wolf, T. Scott Watkins
Hearing Site: Atlanta, GA
Checkmark Icon$0
09-0231403/05/2010Claimant(s): Family Funding LLC, Haney Family LLC, Franklin L. Haney Revocable Trust Dated
Claimant Lawyers(s): Larry D. Blust
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Helena J. Jepson
Arbitrator(s): Dave Wolf, Judith Stilz Ogden, Jay D. Lukowski
Hearing Site: Atlanta, GA
Checkmark Icon$1,600,000
08-0146407/14/2009Claimant(s): Delano Colston
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Michael J. Stern, Dave Wolf, David E. Morris
Hearing Site: Atlanta, GA
Checkmark Icon$0

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