| 22-01266 | 04/03/2023 | Claimant(s): Jasminka Ilich-Ernst
Claimant Lawyers(s): Scott L Silver
Respondent(s): Gail Milon
Respondent Lawyers(s): Gail Antoinette Milon
Arbitrator(s): Nicholas John Taldone, Sherell Edwards, Crista Hosmer
Hearing Site: Jacksonville, FL
|  | $1,062,270 |
| 22-02619 | 04/03/2023 | Claimant(s): Jarod Martell
Claimant Lawyers(s): Jarod Martell
Respondent(s): Cash App Investing LLC
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Tracy L. Allen
Hearing Site: Minneapolis, MN
| | $150 |
| 22-00958 | 04/03/2023 | Claimant(s): Girard Courbois
Claimant Lawyers(s): Leo K. Barnes
Respondent(s): Philip Pursino, Pursino Advisory Group LLC
Respondent Lawyers(s): Philip Pursino
Arbitrator(s): Seth T. Taube, Richard Gee, John Warner Lowe
Hearing Site: New York, NY
| | $200,000 |
| 20-00030 | 03/31/2023 | Claimant(s): Fran Rooney
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Alex Shtaynberger, James Ahern, John Coolong, Matthew Eitner, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Eva H. Posman, Paul Bennett Marrow, Clara Schwabe
Hearing Site: New York, NY
| | $57,750 |
| 22-02724 | 03/31/2023 | Claimant(s): Nicholas Kosley
Claimant Lawyers(s): Nicholas A Kosley
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Jennifer A. Stevens
Arbitrator(s): Barry Goldman
Hearing Site: Cleveland, OH
| | $0 |
| 22-00634 | 03/30/2023 | Claimant(s): Flaubert Mbongo
Claimant Lawyers(s): Flaubert Mbongo
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Erinn M. Maguire
Arbitrator(s): Richard P. Regan, Yvette C. Hatfield, Raymond Winston Suarez
Hearing Site: Washington, DC
| | $0 |
| 22-02604 | 03/28/2023 | Claimant(s): Pete Wittenberg
Claimant Lawyers(s): Pete Wittenberg
Respondent(s): Joseph Nelson
Respondent Lawyers(s): Joseph Gordon Nelson
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | $213 |
| 22-00807 | 03/27/2023 | Claimant(s): Edward McCoy, Shirley McCoy
Claimant Lawyers(s): Edward A. McCoy
Respondent(s): Charles Schwab & Co.., TD Ameritrade.
Respondent Lawyers(s): Jennifer A. Stevens
Arbitrator(s): Michael S. Matek, Mark S. Foster, Susan Baker Teson
Hearing Site: Kansas City, MO
| | $300 |
| 20-03928 | 03/24/2023 | Claimant(s): ODS Capital
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): Pershing LLC, Celadon Financial Group, Merrill Lynch Professional Clearing Corp
Respondent Lawyers(s): Brian F. Amery, Lawrence Portnoy, Ronald Shindler
Arbitrator(s): George G. Kurschner, Milena Domenica Macias, Martin I Jaffe
Hearing Site: Boca Raton, FL
| | $0 |
| 21-02861 | 03/24/2023 | Claimant(s): Arnold Shvarts, Oksana Shvarts
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Bradley Kaiser, Donald Bizub, Hagop Nalbandian, Krikor Demirjian, Wendy Rea, Western International Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Robert D. Sussin, W. Alex King, Andrew W. Levin
Hearing Site: Los Angeles, CA
| | Expungement |
