| 12-02424 | 05/23/2013 | Claimant(s): Staffan Hallerdt
Claimant Lawyers(s): Andrew P. Saulitis
Respondent(s): Robert Degraw
Respondent Lawyers(s): Robert Andrew Degraw
Arbitrator(s): W. Alexander Melbardis
Hearing Site: New York, NY
|  | $8,300 |
| 12-03263 | 05/23/2013 | Claimant(s): Marylyn Siewert Cust Michael Bellotti, Marylyn Stiewert Cust Zachery Rickenbach, Peter K. Siewert, IRA
Claimant Lawyers(s): Marilyn Siewert, Peter K. Siewert
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
| | $163 |
| 11-03116 | 05/22/2013 | Claimant(s): Michael Stief
Claimant Lawyers(s): Marie Mirch
Respondent(s): Adam Antoniades, Alan Marcum, Catherine Cosgrove, Chapin Giordano, Craig Dindinger, David Rogers, Donna Bartlett, Dwight Badger, Garrett Merrill, Keith Daubenspeck, Michael Marderosian, Advanced Equities., First Allied Securities.
Respondent Lawyers(s): Jeffrey Compton, Marie Mirch, Michael Frederick Marderosian
Arbitrator(s): James O. Johnson, William L. Merkin, Sally G. Williams
Hearing Site: San Diego, CA
| | $0 |
| 11-04746 | 05/22/2013 | Claimant(s): Rene Mamouzellos
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Sean Nesto
Respondent Lawyers(s): Sean Nesto
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | $2,282 |
| 12-01701 | 05/22/2013 | Claimant(s): Gladys Cheringal
Claimant Lawyers(s): David P. Meyer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Charles L. Prothero, Bernard M. Levine, Bryan David Glass
Hearing Site: Newark, NJ
| | $0 |
| 12-01838 | 05/22/2013 | Claimant(s): Christopher Grabowski
Claimant Lawyers(s): Christopher Grabowski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Seth H. Barsky
Hearing Site: Detroit, MI
| | $0 |
| 10-01778 | 05/21/2013 | Claimant(s): Annette Bosco, Diane Rubel, Louis Bosco, Mary Borowiak, Michael Borowiak, Richard Rubel, The Bosco Family Trust Dtd 6/25/96, The Bosco Family Trust Dtd 7/31/96, The Mary Borowiak Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): George Gilbert, James Mitchell, AIC., Community Bankers Securities, Waterford Investor Services.
Respondent Lawyers(s): Benjamin Skjold, Company President, George J. Gilbert, James Marvin Mitchell, Steven S. Biss
Arbitrator(s): Steven P. Gomberg, James F. Carlson, Michael S. Jordan
Hearing Site: Chicago, IL
| | $1,607,500 |
| 11-02059 | 05/21/2013 | Claimant(s): Peter R. Hanson and Martha H. Hanson
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Barry Goldman, John F. Burns, Thomas Anthony Van Tiem
Hearing Site: Detroit, MI
| | $0 |
| 12-04120 | 05/21/2013 | Claimant(s): Judith Manulkin, Richard Manulkin
Claimant Lawyers(s): Alan R. Perry
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
| | $64,679 |
| 12-02448 | 05/20/2013 | Claimant(s): Melvin Schiebel, Melvin J. Schiebel Trust
Claimant Lawyers(s): Melvin J. Schiebel
Respondent(s): Edmond Lynch, Mark Bachman, Michael Butterfield, Ronald Thalman, Edward Jones
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
| | $0 |
