| 14-00723 | 10/28/2014 | Claimant(s): Joseph Bonfiglio, Sarah Bonfiglio
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): John Russell Barlow
Hearing Site: Raleigh, NC
|  | $0 |
| 13-00070 | 10/27/2014 | Claimant(s): Allen Pilnick
Claimant Lawyers(s): Allen A. Pilnick
Respondent(s): Joel Orris, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Steven Gerard Goerke, John H. Claudy, Allen Robin
Hearing Site: Boca Raton, FL
| | $0 |
| 12-04085 | 10/24/2014 | Claimant(s): Norma Goldman
Claimant Lawyers(s): David J. Shea
Respondent(s): Michael Singer, La Salle St. Securities, L.L.C.
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): Robert J. Scafuri, James L. Karpen, William Joseph Caprathe
Hearing Site: Detroit, MI
| | $0 |
| 13-00670 | 10/24/2014 | Claimant(s): Tunde Oladunni
Claimant Lawyers(s): Glenn A. Delk
Respondent(s): Wells Fargo Advisors, Keith Spelmon
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
| | $0 |
| 13-03087 | 10/24/2014 | Claimant(s): Beverly S. Krosky
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Howard D. Jacob, Kevin P. Feerick, Robert Clifford Boneberg
Hearing Site: New York, NY
| | $0 |
| 13-03563 | 10/24/2014 | Claimant(s): Jerry Ratledge
Claimant Lawyers(s): Jerry T. Ratledge
Respondent(s): Ronald Cole, Stephen Renaud, Steven Nicholson
Respondent Lawyers(s): Irwin Weltz, Stephen Renaud
Arbitrator(s): Stephen A. Weiner, David J. Weisenfeld, Eric Steven Greenebaum
Hearing Site: New York, NY
| | $0 |
| 12-02191 | 10/23/2014 | Claimant(s): Sarah Metzinger
Claimant Lawyers(s): Robert S. Moraff
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Jay Alan Kranis
Hearing Site: Newark, NJ
| | $0 |
| 13-03106 | 10/23/2014 | Claimant(s): Rose M. Dodge
Claimant Lawyers(s): Rose M. Dodge
Respondent(s): Aron Martz
Respondent Lawyers(s): John Rock
Arbitrator(s): Terry F. Peppard
Hearing Site: Rapid City, SD
| | $0 |
| 14-00054 | 10/22/2014 | Claimant(s): James Watt, as Pres of Paget Two Limited, as Pres of Westbury Limited
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Steven N. Ainbinder, Jonathan H. Parker, Howard L. Conklin
Hearing Site: Miami, FL
| | $0 |
| 13-02834 | 10/22/2014 | Claimant(s): Christopher Sanguigni
Claimant Lawyers(s): Todd H. Lahr
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Cary L. Weissman, Robert S. McConnell, Robert S. Mautner
Hearing Site: Phoenix, AZ
| | $0 |
