| 14-01083 | 05/21/2015 | Claimant(s): Ray Long, Sharon Long
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia, Kelli Hartsook
Arbitrator(s): Stuart D. Summers, Tim V. Young, William Peter Kealey
Hearing Site: Indianapolis, IN
|  | Expungement |
| 12-02499 | 05/21/2015 | Claimant(s): Anne Unanue, Carlos Unanue, Francisco Unanue, Jorge Unanue, Jose Rivero, The Anne Marie Unanue Revocable Trust
Claimant Lawyers(s): Dennis A. Nowak
Respondent(s): Jorge Carreras, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Steven Gerard Goerke, Kevin A. Llinas, Paul J. Burkhart
Hearing Site: Miami, FL
| | $0 |
| 13-03202 | 05/21/2015 | Claimant(s): Brian Jacobs
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Samuel T. Acker
Arbitrator(s): Michael Fischetti, Robert R. Salman, Robert T. Costello
Hearing Site: Newark, NJ
| | $75,000 |
| 14-00035 | 05/21/2015 | Claimant(s): Precioso Gabrillo
Claimant Lawyers(s): Precioso P. Gabrillo
Respondent(s): Charles Vaccarro, Element Trading Technologies LLC
Respondent Lawyers(s): Charles Vaccarroorate Officer
Arbitrator(s): Barbara M. Anscher
Hearing Site: San Francisco, CA
| | $3,437 |
| 14-01701 | 05/21/2015 | Claimant(s): John Anderson
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Wells Fargo Advisors, Jason Turetzky, A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
| | $300 |
| 11-04553 | 05/20/2015 | Claimant(s): IRA FBO Donald F. McDonald, IRA FBO Rosemary M. McDonald, Donald & Rosemary McDonald Family Trust
Claimant Lawyers(s): Anthony B. Bingham
Respondent(s): William Bailey
Respondent Lawyers(s): William Austin Bailey
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | $574,675 |
| 13-03666 | 05/20/2015 | Claimant(s): Vincent Albanese, Albanese Battery Place, VMA Realty I Partners LLC, VMA Realty II Partners LLC, VMA/NA Realty, The Niki and Vincent M. Albanese 2012 Gr
Claimant Lawyers(s): Mario Aieta
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): James J. Fishman, Michael Jaffe, Fei K. Tsum
Hearing Site: New York, NY
| | $158,000 |
| 14-00170 | 05/19/2015 | Claimant(s): Juan Rosado
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc Of PR
Respondent Lawyers(s): Bradley B. Rounsaville, Roberto Quinones
Arbitrator(s): Ron Pekoe, Robert H. Putnam, Herbert Branitsky
Hearing Site: San Juan, PR
| | $1,000,000 |
| 14-00765 | 05/19/2015 | Claimant(s): New York State Professional Fire Fighter
Claimant Lawyers(s): Joseph M . Dougherty
Respondent(s): Wells Fargo Advisors, Lawrence Natale, Patrick Lane, Tracy Martuscello
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Catherine Ladnier, Frank E. Wolf, Clifford C. Rohde
Hearing Site: Albany, NY
| | Expungement |
| 14-00975 | 05/19/2015 | Claimant(s): James Acciaioli
Claimant Lawyers(s): James Acciaioli
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $987 |
