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FINRA Awards for Joseph M . Dougherty

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0076505/19/2015Claimant(s): New York State Professional Fire Fighter
Claimant Lawyers(s): Joseph M . Dougherty
Respondent(s): Wells Fargo Advisors, Lawrence Natale, Patrick Lane, Tracy Martuscello
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Catherine Ladnier, Frank E. Wolf, Clifford C. Rohde
Hearing Site: Albany, NY
Checkmark IconExpungement

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