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FINRA Awards for Juan Rosado

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0017005/19/2015Claimant(s): Juan Rosado
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc Of PR
Respondent Lawyers(s): Bradley B. Rounsaville, Roberto Quinones
Arbitrator(s): Ron Pekoe, Robert H. Putnam, Herbert Branitsky
Hearing Site: San Juan, PR
Checkmark Icon$1,000,000

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