| 17-02272 | 04/11/2018 | Claimant(s): Jerome Nelson, Kathleen Nelson
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Packerland Brokerage Services., Triad Advisors.
Respondent Lawyers(s): David A. Baugh, Dennis C. Carter
Arbitrator(s): Jeffry M. Bauer, Jonathan B. Gilbert, Michael Jay Buffoni
Hearing Site: Milwaukee, WI
|  | $0 |
| 16-03692 | 04/10/2018 | Claimant(s): Robert Hill
Claimant Lawyers(s): Adam Weinstein
Respondent(s): Todd Crawford, Capital City Securities
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Edward Blumstein, John James McGovern, James T. Carney
Hearing Site: Pittsburgh, PA
| | Expungement |
| 16-03148 | 04/09/2018 | Claimant(s): Scott Feldman, The Scott H & Janet J Feldman Rev. Trust
Claimant Lawyers(s): Michael S. Burg
Respondent(s): UBS Financial Services Inc., Michael Keane
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Jay Alan Kranis, Lorrie E Whitfield, Lorraine Marie Brennan
Hearing Site: New York, NY
| | $805,120 |
| 17-00156 | 04/09/2018 | Claimant(s): Tami Schneider
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Christopher Barone, Richard Barone, America Northcoast Securities.
Respondent Lawyers(s): Michael Davis Hoenig
Arbitrator(s): Robert J. Scafuri, Jeffrey M. Bain, Robert Edward Glaser
Hearing Site: Cleveland, OH
| | Expungement |
| 17-01628 | 04/09/2018 | Claimant(s): James Myers
Claimant Lawyers(s): James O. Myers
Respondent(s): Yosef Fox
Respondent Lawyers(s): Yosef Yehuda Fox
Arbitrator(s): Steven Meyrich, Hazel E. Hanley, Jeffrey Thomas
Hearing Site: Denver, CO
| | $125,000 |
| 16-00263 | 04/06/2018 | Claimant(s): Richard Struve
Claimant Lawyers(s): Bradley Schnur
Respondent(s): Michael Lavolpe
Respondent Lawyers(s): Michael Scott Lavolpe
Arbitrator(s): Susan L. Walker
Hearing Site: Omaha, NE
| | $110,780 |
| 17-01059 | 04/06/2018 | Claimant(s): Steven Carver
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Adam Spero, Anthony Urrico, Joseph Varvara, Michael Molinaro, Charles Vista LLC
Respondent Lawyers(s): Gregg Lorenzo, MIchael P. Gilmore, Michael Robert Molinaro
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
| | Dismissed by Rule 12206 |
| 16-00188 | 04/05/2018 | Claimant(s): Francine Sorkin Segal
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Catherine Stewart, Robert E. Anderson, Veronica Ann Williams
Hearing Site: Newark, NJ
| | Expungement |
| 16-00767 | 04/05/2018 | Claimant(s): Kirk Hoffman
Claimant Lawyers(s): James Malachy Meaney
Respondent(s): Dieter Huber, National Securities Corporation, Kay Johnson, Kieran Loughran, Mark Goldwasser
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Steven H. Vogel, Stephen W. Mack, Frank A. Dusek
Hearing Site: Chicago, IL
| | Expungement |
| 16-02324 | 04/04/2018 | Claimant(s): Robert J. Litsky & Michael Litsky TTEES
Claimant Lawyers(s): Michael C. Farkas
Respondent(s): The GMS Group
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Joseph J. Arata, Paul Bennett Marrow, Barry Stephen Spector
Hearing Site: New York, NY
| | Expungement |
