| 17-02186 | 05/03/2018 | Claimant(s): Ali Zamani
Claimant Lawyers(s): Ali Reza Zamani
Respondent(s): Alex Shtaynberger, Stephen Hamilton, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Ross David Carmel
Arbitrator(s): Alfreida B. Kenny
Hearing Site: New York, NY
|  | $0 |
| 17-01181 | 05/02/2018 | Claimant(s): Michael Garrett
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Christine L. Stetson
Hearing Site: New Orleans, LA
| | Expungement |
| 17-03185 | 05/02/2018 | Claimant(s): Shaun Rashid
Claimant Lawyers(s): Daniel McCartin
Respondent(s): Morgan Stanley, Reza Niazi-Sai
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Alan S. Carmel, Ellen F. Kandell, James Drew Butler
Hearing Site: Baltimore, MD
| | Expungement |
| 17-03203 | 05/02/2018 | Claimant(s): Manuel Melliza
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Richard J. Fuller
Hearing Site: Orlando, FL
| | $48,600 |
| 16-00815 | 05/02/2018 | Claimant(s): Nicholas Monaghan
Claimant Lawyers(s): Andrew J. Levin
Respondent(s): Morgan Stanley, Citigroup Global Markets., John Graff
Respondent Lawyers(s): Jeremy S. Winer, John Robert Graff
Arbitrator(s): Gordon M. Wase, William W. Lowe, Paul Albert Bechtel
Hearing Site: Philadelphia, PA
| | $0 |
| 17-02027 | 05/02/2018 | Claimant(s): Kunjlata Mehta
Claimant Lawyers(s): Al Van Kampen
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Meghan H. Pietoso
Arbitrator(s): John M. Casey
Hearing Site: Seattle, WA
| | $54,192 |
| 16-02671 | 05/01/2018 | Claimant(s): Estate of Agnes Marks
Claimant Lawyers(s): Jenice Malecki
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): William G. Binckes, Stuart E. Bauchner, Alan E. Gross
Hearing Site: New York, NY
| | $0 |
| 17-02087 | 04/30/2018 | Claimant(s): Timofey & Evgeniya Zharikova
Claimant Lawyers(s): John Salvino
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Elliott David Finkel
Hearing Site: Las Vegas, NV
| | $0 |
| 16-01810 | 04/26/2018 | Claimant(s): HCM Consulting, The HCM Consulting. Pension Plan
Claimant Lawyers(s): Richard Kyle Gavin
Respondent(s): Wells Fargo Advisors, John Crockenberg, Mark Hoffman
Respondent Lawyers(s): Benjamin J. Biard, Beverly Jo Slaughter
Arbitrator(s): Muriel Desloovere, Marshal H. Emerson, David Henry Samson
Hearing Site: Jacksonville, FL
| | $76,257 |
| 17-00372 | 04/26/2018 | Claimant(s): Terry Watkins, Wanda Watkins
Claimant Lawyers(s): Terry W. Watkins
Respondent(s): James Plaster, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): G. Maynard Green, Lawrence R. Maxwell, J. Wesley Romine
Hearing Site: Birmingham, AL
| | $0 |
