| 18-02601 | 11/01/2019 | Claimant(s): Barbara Romashko, Harry Zacharias, Thomas Romashko
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Anthony Madden, Edward Katarsky, Ameriprise Financial Services.
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Donald S. Bauman
Hearing Site: Philadelphia, PA
|  | $0 |
| 18-03463 | 11/01/2019 | Claimant(s): Mark Tsuchiyose, Bay Area Digestive Health Medical Grp T, Mark & Kazumi Tsuchiyose Trust
Claimant Lawyers(s): Marc I Zussman
Respondent(s): John Lau, Girard Securities., LFS Asset Management
Respondent Lawyers(s): Craig Zafis, Elizabeth Lowery
Arbitrator(s): Kenneth M. Weinman, Eric Gad Forster, Leslie Marie Hopp
Hearing Site: Los Angeles, CA
| | $0 |
| 19-01027 | 11/01/2019 | Claimant(s): Matthew Lemke
Claimant Lawyers(s): John A. Dienner
Respondent(s): Karen Cwichon
Respondent Lawyers(s): Karen M. Cwichon
Arbitrator(s): Michael S. Matek, Theodore W. Wrobleski, Leon Fox
Hearing Site: Chicago, IL
| | Expungement |
| 18-00111 | 10/31/2019 | Claimant(s): Theresa Taylor
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | $0 |
| 18-01148 | 10/30/2019 | Claimant(s): Gayle Bratton, Estate of Edwards Bratton
Claimant Lawyers(s): Ann H. Rosato
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): Medora A. Marisseau
Arbitrator(s): Thomas R. Dreiling, Andrew Robert Thibeault, Katherine L Sidener
Hearing Site: Seattle, WA
| | $0 |
| 18-02750 | 10/30/2019 | Claimant(s): Jerry Steelman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Thomas Joseph Atkinson, Stephen Earl Clark, Richard Manuel Barcia
Hearing Site: Memphis, TN
| | $154,000 |
| 19-00085 | 10/30/2019 | Claimant(s): Palm Beach Equity Financing Fund
Claimant Lawyers(s): John W. Townshend
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Alison M. Gutierrez
Arbitrator(s): Mary Elizabeth Skelnik, Sheldon Weinhaus, Joseph Neal Richardson
Hearing Site: Little Rock, AR
| | $0 |
| 18-03753 | 10/29/2019 | Claimant(s): Ann Marie Gallagher
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | $8,100 |
| 19-00773 | 10/29/2019 | Claimant(s): Frank Congemi
Claimant Lawyers(s): Katie Lynn Zorc
Respondent(s): Barbara Nason
Respondent Lawyers(s): Barabara Nason
Arbitrator(s): Debra M. Brown, Ericka B. Gray, Howard N. Gorney
Hearing Site: Boston, MA
| | Expungement |
| 17-02973 | 10/28/2019 | Claimant(s): Bob Pettitt, Brenda Viselli, Christian Harrison, David Wilkins, Elizabeth Hennigan, Elizabeth Ann Maddox, Jerald Harper, John Hayter, Johnny Ray Maddox, Joseph Cage, Michael Cage, Nina Hayter, Pamela White, Patricia Adams, Richard Beach, Roland Toups, Rory White, Susan Cage, Tracy Toups, Galilee Baptist Church, Jerald Harper 401k, Joe Cage IRA, John Hayter 401k, Nina Hayter 401k, Nina Hayter IRA, Pamela White IRA, Rory White IRA, Susan Cage IRA, Dorothy McClamroch Family LP, Charles Clark Pettitt Trust, Michele McDonald Trust FBO Jordan Cage, Michele McDonald Trust FBO Taylor Cage, Paul Gladden Pettitt Trust, Richard Eugene Pettitt Trust, Roy and Ann Fish Family Trust, Christian Service Program Institute
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Raymond, James & Associates., Thomas O'Brien
Respondent Lawyers(s): Stephen H. Kupperman
Arbitrator(s): John P. Cullem, Langfred W. White, Stuart K. Furman
Hearing Site: Jackson, MS
| | $3,488,930 |
