18-02601 | 11/01/2019 | Claimant(s): Barbara Romashko, Harry Zacharias, Thomas Romashko Claimant Lawyers(s): Christopher B. Jones Respondent(s): Anthony Madden, Edward Katarsky, Ameriprise Financial Services. Respondent Lawyers(s): Joel Wertman Arbitrator(s): Donald S. Bauman Hearing Site: Philadelphia, PA
| | $0 |
18-03463 | 11/01/2019 | Claimant(s): Mark Tsuchiyose, Bay Area Digestive Health Medical Grp T, Mark & Kazumi Tsuchiyose Trust Claimant Lawyers(s): Marc I Zussman Respondent(s): John Lau, Girard Securities., LFS Asset Management Respondent Lawyers(s): Craig Zafis, Elizabeth Lowery Arbitrator(s): Kenneth M. Weinman, Eric Gad Forster, Leslie Marie Hopp Hearing Site: Los Angeles, CA
| | $0 |
19-01027 | 11/01/2019 | Claimant(s): Matthew Lemke Claimant Lawyers(s): John A. Dienner Respondent(s): Karen Cwichon Respondent Lawyers(s): Karen M. Cwichon Arbitrator(s): Michael S. Matek, Theodore W. Wrobleski, Leon Fox Hearing Site: Chicago, IL
| | Expungement |
18-00111 | 10/31/2019 | Claimant(s): Theresa Taylor Claimant Lawyers(s): Teresa J. Verges Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Langfred W. White Hearing Site: Tampa, FL
| | $0 |
18-01148 | 10/30/2019 | Claimant(s): Gayle Bratton, Estate of Edwards Bratton Claimant Lawyers(s): Ann H. Rosato Respondent(s): Sunset Financial Services. Respondent Lawyers(s): Medora A. Marisseau Arbitrator(s): Thomas R. Dreiling, Andrew Robert Thibeault, Katherine L Sidener Hearing Site: Seattle, WA
| | $0 |
18-02750 | 10/30/2019 | Claimant(s): Jerry Steelman Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Thomas Joseph Atkinson, Stephen Earl Clark, Richard Manuel Barcia Hearing Site: Memphis, TN
| | $154,000 |
19-00085 | 10/30/2019 | Claimant(s): Palm Beach Equity Financing Fund Claimant Lawyers(s): John W. Townshend Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Alison M. Gutierrez Arbitrator(s): Mary Elizabeth Skelnik, Sheldon Weinhaus, Joseph Neal Richardson Hearing Site: Little Rock, AR
| | $0 |
18-03753 | 10/29/2019 | Claimant(s): Ann Marie Gallagher Claimant Lawyers(s): Christopher B. Jones Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ
| | $8,100 |
19-00773 | 10/29/2019 | Claimant(s): Frank Congemi Claimant Lawyers(s): Katie Lynn Zorc Respondent(s): Barbara Nason Respondent Lawyers(s): Barabara Nason Arbitrator(s): Debra M. Brown, Ericka B. Gray, Howard N. Gorney Hearing Site: Boston, MA
| | Expungement |
17-02973 | 10/28/2019 | Claimant(s): Bob Pettitt, Brenda Viselli, Christian Harrison, David Wilkins, Elizabeth Hennigan, Elizabeth Ann Maddox, Jerald Harper, John Hayter, Johnny Ray Maddox, Joseph Cage, Michael Cage, Nina Hayter, Pamela White, Patricia Adams, Richard Beach, Roland Toups, Rory White, Susan Cage, Tracy Toups, Galilee Baptist Church, Jerald Harper 401k, Joe Cage IRA, John Hayter 401k, Nina Hayter 401k, Nina Hayter IRA, Pamela White IRA, Rory White IRA, Susan Cage IRA, Dorothy McClamroch Family LP, Charles Clark Pettitt Trust, Michele McDonald Trust FBO Jordan Cage, Michele McDonald Trust FBO Taylor Cage, Paul Gladden Pettitt Trust, Richard Eugene Pettitt Trust, Roy and Ann Fish Family Trust, Christian Service Program Institute Claimant Lawyers(s): Frank "Kim" Breese Respondent(s): Raymond, James & Associates., Thomas O'Brien Respondent Lawyers(s): Stephen H. Kupperman Arbitrator(s): John P. Cullem, Langfred W. White, Stuart K. Furman Hearing Site: Jackson, MS
| | $3,488,930 |