Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 06-02945 | 09/20/2007 | Claimant(s): David Peterson, IRA, David and Grace Peterson Claimant Lawyers(s): Jeffrey J. Lowe Respondent(s): A.G. Edwards & Sons., William Ferry Respondent Lawyers(s): William Patrick Ferry, William S. Port Arbitrator(s): Michael L. Lyons, Edward C. Lawrence, Richard D. Link Hearing Site: St. Louis, MO |  | $5,600 |
| 05-04204 | 09/20/2007 | Claimant(s): Duane V. Murff, Sr. Claimant Lawyers(s): Michael Hufft Respondent(s): Mark Harris, Banc of America Investment Services Inc. Respondent Lawyers(s): Christopher G. Lazarini Arbitrator(s): James C. Morrow, John W. Jones, Sherry L. Robinson Hearing Site: Kansas City, MO | | $0 |
| 07-00725 | 09/20/2007 | Claimant(s): Pat Selman Claimant Lawyers(s): Robert S. Banks Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Gordon MacMillan Hearing Site: Portland, OR | | $0 |
| 06-03781 | 09/19/2007 | Claimant(s): Ronald Zander Claimant Lawyers(s): Richard A. Lewins Respondent(s): Samuel Solomon, Solomon Advisors Respondent Lawyers(s): Samuel P. Solomon Arbitrator(s): Dolores M Martin, J. Ken Lanyon, Catherine M. Norman Hearing Site: Dallas, TX | | $120,500 |
| 05-06393 | 09/19/2007 | Claimant(s): Ernest S. Matthews Claimant Lawyers(s): Christopher M. Pilkerton Respondent(s): John Lowe, Fidelity Brokerage Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): William S. Tagerman, Arnold M. Marrow, Michael Jay Rich Hearing Site: Boston, MA | | $0 |
| 06-04315 | 09/19/2007 | Claimant(s): John Knaub, Lonita Knaub Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): ProEquities. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): David M. Snyder, Darryl C. Wilson, Robert Giffen Collins Hearing Site: Tampa, FL | | $300 |
| 05-02001 | 09/18/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | | $0 |
| 06-03425 | 09/18/2007 | Claimant(s): Nagai Rajendran Claimant Lawyers(s): Benjamin Lapin Respondent(s): Emmett A Larkin Company. Respondent Lawyers(s): David J. Feingold Arbitrator(s): Terrence H. Fraser, John E. Rothschild, Jeffrey P. Halperin Hearing Site: New York, NY | | $0 |
| 07-01034 | 09/18/2007 | Claimant(s): Big Apple Fuel. Claimant Lawyers(s): Benjamin Lapin Respondent(s): Penson Financial Services. Respondent Lawyers(s): Timothy P. Davis Arbitrator(s): James J. Fishman, Hilda H. Boas, Paul R. Walsh Hearing Site: New York, NY | | $0 |
| 06-02268 | 09/17/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | | Stipulated Award and Expungement |