| 20-03765 | 10/03/2022 | Claimant(s): OKC Group
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): First Republic Investment Management, First Republic Securities Company
Respondent Lawyers(s): Neal Robb
Arbitrator(s): Steven Ira Weinberger, Jonathan Chane, Gustavo Gutierrez
Hearing Site: Boca Raton, FL
|  | Expungement |
| 20-03985 | 09/30/2022 | Claimant(s): Elizabeth Catana, Robert Catana
Claimant Lawyers(s): Matt Wolper
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Paul J. Burkhart, John B. Sochacki, Anthony Terence Flynn
Hearing Site: Boca Raton, FL
| | $850,000 |
| 22-00453 | 09/29/2022 | Claimant(s): Chrysta Dwyer-Hammon
Claimant Lawyers(s): August M. Iorio
Respondent(s): McDonald Partners LLC
Respondent Lawyers(s): Michael Gross
Arbitrator(s): Sidney Seligman
Hearing Site: Boca Raton, FL
| | Expungement |
| 19-03373 | 09/16/2022 | Claimant(s): George Schussel, Sandra Schussel
Claimant Lawyers(s): John G. Rich
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Christian T. Kemnitz
Arbitrator(s): Gerald Silverman, Nofrey Matthew Fornaro, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
| | $5,215,030 |
| 21-00591 | 08/26/2022 | Claimant(s): Robert Paulen IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-02514 | 08/23/2022 | Claimant(s): David S. Wehby and Christine J. Wehby
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Cor Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Edward R. Niederriter, Joseph Michael Librie, Erika Deutsch Rotbart
Hearing Site: Boca Raton, FL
| | $0 |
| 20-01130 | 08/15/2022 | Claimant(s): Michline Saad
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Maria Calcena, Ocean Financial Services
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): S. Ronald Daniels, Robert G. Falbisaner, Mark A. Jacoby
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-00005 | 08/04/2022 | Claimant(s): EBC Trading
Claimant Lawyers(s): Roberto Dip
Respondent(s): Interactive Brokers
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
| | $0 |
| 19-01542 | 07/26/2022 | Claimant(s): Alpha Quantum LLC c/o Jose Michelen
Claimant Lawyers(s): David E. Robbins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Steven Gerard Goerke, Jane A. Smith, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | $0 |
| 21-02665 | 07/22/2022 | Claimant(s): Joseph Petri
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Diane M. Perry, Robin Inez Willner, Erika-Rae M Harvey
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12200 |
