| 06-04674 | 05/01/2008 | Claimant(s): Concetta Dimare
Claimant Lawyers(s): Lonnie K. Martens
Respondent(s): Rafael Golan
Respondent Lawyers(s): Nicholas J. Taldone
Arbitrator(s): Bernard A. Becker, Robert M. Schwedel, Harvey Russell Preston
Hearing Site: Boca Raton, FL
|  | $0 |
| 06-03145 | 04/30/2008 | Claimant(s): Roberto Erusalimsky, Highlands Investment Trading, Ltd., et
Claimant Lawyers(s): Alan R. Perry
Respondent(s): HSBC Brokerage (USA) Inc., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Michael A. Levin, Daniel S. Newman, Richard A. Stephens
Hearing Site: Boca Raton, FL
| | $0 |
| 07-01651 | 04/25/2008 | Claimant(s): Estate of S. Saunders & Annette Saunders
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Oppenheimer & Co.., Peter Bizinkauskas
Respondent Lawyers(s): Kathy M. Klock, Mark David Hunter
Arbitrator(s): Leslie L. Cooney, Berthold T. Berkwich, Sheldon N. Reibman
Hearing Site: Boca Raton, FL
| | $250 |
| 07-03176 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Patton
Respondent Lawyers(s): John Patton
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
| | $0 |
| 07-00925 | 04/15/2008 | Claimant(s): Jodi Whitehead
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Mark T. Burnam, Stanley Seidman, Alfred L. Simon
Hearing Site: Boca Raton, FL
| | $0 |
| 06-05156 | 04/02/2008 | Claimant(s): Carlos Robledo
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Jack Stein, Richard S. Herman, Marshall Scott Milinski
Hearing Site: Boca Raton, FL
| | $8,536 |
| 05-00757 | 03/19/2008 | Claimant(s): Jeffrey Kandel, The Billie Kandel Levine Trust #2
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Jed Kaplan, Kaplan & Co. Securities.
Respondent Lawyers(s): Stephen A. Mendelsohn
Arbitrator(s): Mark C. Perry, James D. McDonald, Burton Silverstein
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 07-01982 | 03/14/2008 | Claimant(s): Marilyn J. Adams, IRA
Claimant Lawyers(s): Marilyn J. Adams
Respondent(s): Christian Clinton, A.G. Edwards & Sons.
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Laz L. Schneider
Hearing Site: Boca Raton, FL
| | $10,213 |
| 06-02039 | 02/29/2008 | Claimant(s): David Morrill, Dorothy Jones, Gale Peregrin, Nancy Morrill, William Tierney, Walter Bell and Caroline Bell, Miami Magnet Co. Profit Sharing Plan, The Gale Peregrin Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Joseph L. Bernstein, Marc S. Piven, Louis David Huss
Hearing Site: Boca Raton, FL
| | $142,156 |
| 06-04641 | 02/25/2008 | Claimant(s): Stanley Stahl, Stanley Stahl Revocable Trust 11/11/03
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Michael Lukasievich, Edward Arthur Horton, Lili Ann Olin
Hearing Site: Boca Raton, FL
| | $41,250 |
