| 08-01348 | 03/20/2009 | Claimant(s): Tiffany Rayburn Godfrey Revocable Trust
Claimant Lawyers(s): Charles J. Bennardini
Respondent(s): Suntrust Investment Services.
Respondent Lawyers(s): Richard H. Bergman
Arbitrator(s): David G. Pittinos, Laila Asmar Folk, George J. Blutstein
Hearing Site: Boca Raton, FL
|  | $464,296 |
| 08-02377 | 03/13/2009 | Claimant(s): Dolores Gardella
Claimant Lawyers(s): John D'Amato
Respondent(s): Charles Schwab & Co.., Sean Bies
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 08-01553 | 03/13/2009 | Claimant(s): Lester Christianson
Claimant Lawyers(s): Lester Victor Christianson
Respondent(s): Robert Chen, Amtrust Investment Services.
Respondent Lawyers(s): William L. Arnold
Arbitrator(s): Alice J. Johnson
Hearing Site: Boca Raton, FL
| | $0 |
| 08-00991 | 03/02/2009 | Claimant(s): Dianne Saab, Nicholas Saab, American Voice Corp.
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Stuart M. Rapee, Sanford M. Naiditch, Marie Paulette Levine
Hearing Site: Boca Raton, FL
| | $0 |
| 08-01913 | 02/27/2009 | Claimant(s): Lanny A. Horwitz Rev Trust
Claimant Lawyers(s): Lanny A. Horwitz
Respondent(s): Citigroup Global Markets
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
| | $213 |
| 08-00364 | 01/30/2009 | Claimant(s): Jack Heller, Martin Hodas, Mitchell Domin
Claimant Lawyers(s): Jack Heller, Jonathan B. Butler, Martin Hodas
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Edward W. Larkin
Arbitrator(s): Monroe Mitchel, William E. Schneider, Doug Campbell
Hearing Site: Boca Raton, FL
| | $0 |
| 08-01366 | 01/30/2009 | Claimant(s): David Mer
Claimant Lawyers(s): David Mer
Respondent(s): Daniel Bellino, Fred Cornett, Morgan Stanley & Co.
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Bernard S. Carrey, William R. Alheim, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | $525 |
| 03-08656 | 01/12/2009 | Claimant(s): Amelia Evans
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Robert J. Buchner
Hearing Site: Boca Raton, FL
| | $27,396 |
| 04-05069 | 01/06/2009 | Claimant(s): Morgan P. Ostrow & John P. Ostrow etal
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Gerald M. Siegel
Hearing Site: Boca Raton, FL
| | $0 |
| 08-00040 | 12/31/2008 | Claimant(s): Cecilia Greenberg and Milton Greenberg
Claimant Lawyers(s): Seth Huberman
Respondent(s): Patrick Gaines
Respondent Lawyers(s): William Zeena
Arbitrator(s): Carl Shechter, Edwin J. Slovitt, C. Harold Schwartz
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
