| 10-03212 | 12/27/2011 | Claimant(s): Lawrence O'Brien, Lawrence J. O'Brien Revocable Trust U/T/
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Linda M. Granata, Gary King, Milton Thurm
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-04326 | 12/14/2011 | Claimant(s): Daniel Martorano, Janet Goodstein, Laurie Martorano
Claimant Lawyers(s): Daniel Mortorano, Scott L. Silver
Respondent(s): Steven L. Falk and Associates
Respondent Lawyers(s): Steven L. Falk
Arbitrator(s): Steven Gerard Goerke, Mark T. Burnam, Marie Paulette Levine
Hearing Site: Boca Raton, FL
| | $487,202 |
| 11-04008 | 12/09/2011 | Claimant(s): Jerome Guidish, Joseph Guidish, Greystone Park Mobile Homes.
Claimant Lawyers(s): Bradford Gucciardo
Respondent(s): Maureen Maloney
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Lawrence M. Green, Richard S. Zaifert, Walter John Chesney
Hearing Site: Boca Raton, FL
| | $0 |
| 10-03405 | 12/02/2011 | Claimant(s): Karen Roberts
Claimant Lawyers(s): Tiffany J. Brown
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Bernard A. Taub
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-07219 | 10/24/2011 | Claimant(s): Andre Weiss, Andre Weiss as Cust for Sarah Weiss, Andre Weiss as Cust. for Julian P. Weiss
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Randy R. Freedman
Hearing Site: Boca Raton, FL
| | $0 |
| 09-05944 | 10/13/2011 | Claimant(s): Ingeborg Eaves
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-02321 | 10/12/2011 | Claimant(s): Lillian Valinsky Revocable Trust
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Michael Ryan, Prime Capital Services.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Harvey Alan Blicksilver, James Conrad Sankpill, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-00470 | 09/14/2011 | Claimant(s): Muriel Egan
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Rose M. Schindler
Arbitrator(s): Ronald F. Rohe, Charles Hoffman, Carl Shechter
Hearing Site: Boca Raton, FL
| | Stipulated Award |
| 10-02604 | 09/09/2011 | Claimant(s): David N. Russell 2000 Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
| | $37,731 |
| 10-02002 | 08/23/2011 | Claimant(s): Deborah M. Menten Revocable Trust
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Rose M. Schindler
Arbitrator(s): Howard N. Kahn, Richard S. Zaifert, Dale H. Van Scoyk
Hearing Site: Boca Raton, FL
| | Stipulated Award |
