| 17-02874 | 11/29/2018 | Claimant(s): ODS Capital LLC
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Mark C. Perry, Sidney Turner, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
|  | $36,869 |
| 17-01581 | 11/20/2018 | Claimant(s): Elizabeth Thomas
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Diane M. Perry, William Kent Brown, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-00627 | 11/19/2018 | Claimant(s): Arthur C. Licchillo Trust
Claimant Lawyers(s): Charles C. Mihalek
Respondent(s): Ross, Sinclaire & Associates
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): George G. Kurschner, Thomas W. Allen, Robin B. Clawson
Hearing Site: Boca Raton, FL
| | $0 |
| 18-01756 | 11/13/2018 | Claimant(s): John and Jane Fuchs
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Paul Weinberg, Gilbert A. Schnirman, Will Murphy
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504 |
| 16-03735 | 11/12/2018 | Claimant(s): Timothy Wheeler
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-00826 | 11/08/2018 | Claimant(s): Adam Franzen
Claimant Lawyers(s): Rosemary Cooney
Respondent(s): Daniel King, Frank Fusco, Michael Stanton, Legend Securities.
Respondent Lawyers(s): Frank P. Fusco, Michael S. Stanton, Ross J. Kartez, Salvatore C. Caruso
Arbitrator(s): Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | $0 |
| 17-00948 | 10/30/2018 | Claimant(s): Estate of Carol Stein
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Andrea R. Jacobs, Mark A Bilawsky, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | $44,224 |
| 18-00529 | 10/30/2018 | Claimant(s): Leigh Mielke & Mark S. Mielke
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Matthew Eckstein
Respondent Lawyers(s): Matthew Evan Eckstein
Arbitrator(s): Richard W. Epstein, Mark A Bilawsky, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
| | $471,910 |
| 17-03426 | 10/29/2018 | Claimant(s): Lesley Blackner, Richard Stone
Claimant Lawyers(s): Sigmund S. Wissner-Gross
Respondent(s): Benjamin Foster, James Ertmann, John Cregan
Respondent Lawyers(s): Christopher Duffy
Arbitrator(s): Cheryl E. Winton, Marie G. Peterson, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-01969 | 10/01/2018 | Claimant(s): George Mattson, GNM ICBC
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tibor L. Nagy
Arbitrator(s): Gloria O. North, Daniel Joseph Chiodo, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | $0 |
