Potomac Analytics' Logo

FINRA Awards for Boca Raton, FL

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 706 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0239907/17/2024Claimant(s): 2002 Alice H. Hanley Descendants' Trust, E. Nicole H. Pickett 2002 Descendants', Lee Merrill H. Curtis 2002 Descendants', SAR Trust A u/w/o William Lee Hanley Jr., The Hanley 2012 Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Nancy J. Cliff, Michael P. Schiff, Gerald H. Grayson
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
22-0161907/08/2024Claimant(s): Dana Cohen, Jerome Cohen, The Estate of Jeffrey Cohen, The Ronni Cohen Trust
Claimant Lawyers(s): Coren H. Stern
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Will Murphy, Barry David Thorpe, Noah David Rubin
Hearing Site: Boca Raton, FL
Checkmark Icon$643,992
23-0089407/05/2024Claimant(s): Arnold Galman, Galman Family Trust DTD 02/05/96
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Edward R. Niederriter, Gerald H. Grayson, Lisa Jane Austein
Hearing Site: Boca Raton, FL
Checkmark Icon$0
22-0189006/07/2024Claimant(s): The Revocable Trust of Declan P. Doogan
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Goldman Sachs & Co. LLC
Respondent Lawyers(s): Brian A. Briz
Arbitrator(s): Peter Shapiro, Lisa Jane Austein, Jan Duda Krafczek
Hearing Site: Boca Raton, FL
Checkmark Icon$0
23-0139606/05/2024Claimant(s): Charles L. Roberts Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
23-0081406/03/2024Claimant(s): Sherry Lautares
Claimant Lawyers(s): Charles O'Rourke
Respondent(s): Morgan Stanley, Mark Rosenberg
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Gerald H. Grayson, Sonja Shuford, Alisa Matire
Hearing Site: Boca Raton, FL
Checkmark Icon$0
22-0264905/24/2024Claimant(s): Howard Sproat
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Michael Lau, Paul J. Burkhart, Scott Manker
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
22-0221504/26/2024Claimant(s): Gilda Scharf for her IRA, Stanley Scharf for his IRA, Stanley Scharf and Gilda Scharf
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Seth L. Finkel, Edward R. Niederriter, Carolyn E. Moore
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
23-0157004/08/2024Claimant(s): Douglas Eglington
Claimant Lawyers(s): Douglas Eglington
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Heather Cooper
Arbitrator(s): Lee Milich
Hearing Site: Boca Raton, FL
Checkmark Icon$0
23-0245103/08/2024Claimant(s): Aria Amirianfar
Claimant Lawyers(s): Aria Amirianfar
Respondent(s): Robinhood Financial., Robinhood Securities
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
Checkmark Icon$5,003

706 Results

Display: