23-00663 | 10/17/2023 | Claimant(s): Latrice Osamor Claimant Lawyers(s): Latrice A. Osamor Respondent(s): First Command Brokerage Services. Respondent Lawyers(s): Adam C. Pollet Arbitrator(s): Douglas Earl McLaren, Julius P. Terrell, Alan Barry Cohen Hearing Site: Washington, DC
| | $400 |
22-02343 | 06/16/2023 | Claimant(s): John Moore Claimant Lawyers(s): John H. Moore Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
| | $0 |
18-01944 | 04/19/2023 | Claimant(s): GAMASA Claimant Lawyers(s): Eric Quetglas-Jordan Respondent(s): Popular Securities. Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Steven Gerard Goerke, Douglas Earl McLaren, Constance P. Barr Hearing Site: San Juan, PR
| | $0 |
19-00737 | 03/15/2023 | Claimant(s): Johanna Vandermark, Living Trust, Joanna Vandermark Trustee, Vandermark Credit Shelter Trust, Karen Y Claimant Lawyers(s): Fred B. Monroe Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan Neerman Arbitrator(s): Douglas Earl McLaren, Jason Alexander Diamond, GianDomenico Sarolli Hearing Site: Charlotte, NC
| | $776,149 |
20-01614 | 11/29/2022 | Claimant(s): Joan Washington Claimant Lawyers(s): Joan B. Washington Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Douglas Earl McLaren, Elizabeth Louise Carswell, Jacqueline A Tran Hearing Site: Washington, DC
| | Expungement |
22-00240 | 11/16/2022 | Claimant(s): Geoffrey Githaiga Claimant Lawyers(s): Geoffrey Githaiga Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin Lewis Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC
| | $0 |
21-00194 | 08/25/2022 | Claimant(s): Brigitte Sodhi, Sukhinder Sodhi Claimant Lawyers(s): Jonathan Kurta Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Douglas Earl McLaren, Richard H. Porter, Edward Paul Gibson Hearing Site: Washington, DC
| | Expungement |
17-02676 | 07/12/2019 | Claimant(s): Adriana Fuertes, Camelia Fuertes, Esther Mudafort And Roberto Fuertes Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Louis Frank Mendez, Roberto C. Quinones-Rivera Arbitrator(s): Lynne T. Albert, Douglas Earl McLaren, Robert G. Falbisaner Hearing Site: San Juan, PR
| | $4,881,880 |
17-02064 | 06/04/2019 | Claimant(s): Brenda Sosa Diaz, Brenda D. Sosa & Jose Garcia Ginorio Claimant Lawyers(s): Osvaldo Carlo Linares Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): Douglas Earl McLaren Hearing Site: San Juan, PR
| | Expungement |
15-02046 | 07/21/2017 | Claimant(s): Harold Garner, Shirley Garner Claimant Lawyers(s): Thomas C. Costello Respondent(s): Ameriprise Financial Services., Michael Sommerfield Respondent Lawyers(s): Chad Weaver Arbitrator(s): Douglas Earl McLaren, Christopher M. McMurray, Eric Erdheim Hearing Site: Baltimore, MD
| | Expungement |