Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00265 | 08/12/2022 | Claimant(s): Michael Achatz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD | ||
| 21-01257 | 03/11/2022 | Claimant(s): Michael Bolen Claimant Lawyers(s): James P. Galvin Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Charlton Young Arbitrator(s): Douglas Earl McLaren, Patricia H. Latham, Thomas David Hudak Hearing Site: Washington, DC | ||
| 20-00511 | 02/10/2022 | Claimant(s): David Thompson Claimant Lawyers(s): Brian J. Neville Respondent(s): TD Private Client Wealth Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Leonard E. Benade, Douglas Earl McLaren, Norman Lee Gunn Hearing Site: Charlotte, NC | ||
| 20-02605 | 06/17/2021 | Claimant(s): Frederick Baerenz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital. Respondent Lawyers(s): John Dillon Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 20-02866 | 05/04/2021 | Claimant(s): Gustavo LaGuarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Investment Services. Respondent Lawyers(s): Christina M. Hill Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 20-02869 | 03/09/2021 | Claimant(s): Daniel Uribe Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 20-01203 | 12/15/2020 | Claimant(s): Mark Dolfis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 19-02547 | 03/02/2020 | Claimant(s): Steven Bonetto Claimant Lawyers(s): John Stewart Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Douglas Earl McLaren Hearing Site: Charlotte, NC | ||
| 19-00738 | 11/11/2019 | Claimant(s): David Mehler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Douglas Earl McLaren Hearing Site: Charlotte, NC | ||
| 18-01094 | 04/03/2019 | Claimant(s): Veralynn Starostecki Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC |