| 11-04271 | 09/23/2013 | Claimant(s): Felix Bernard-Diaz, Julian Rodriguez, Luz Rodriquez
Claimant Lawyers(s): Luz Ivette Rivera
Respondent(s): Jorge Bravo, Rafael Colonascar, Sonia Marbarak, BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Debra A. Jenks, Jose A. Sosa Llorens
Arbitrator(s): Gustavus L. Pearthree, Nicholas John Taldone, Stuart K. Furman
Hearing Site: San Juan, PR
|  | $1,212,500 |
| 11-02677 | 04/30/2013 | Claimant(s): Purnima Shah
Claimant Lawyers(s): W. Barry Blum
Respondent(s): BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Mark C. Perry, Nancy J. Cliff, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
| | $212,705 |
| 11-03871 | 02/26/2013 | Claimant(s): Howard Christian
Claimant Lawyers(s): Howard J. Christian
Respondent(s): Edward McBride, Gregg Libutti, Jeffrey Endicott, AIG Retirement Advisors., Valic Financial Advisors.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Robert J. Ambrogi, Edward Aptaker, Susan E. Maloney
Hearing Site: Boston, MA
| | $0 |
| 10-03663 | 05/04/2012 | Claimant(s): Jose Flores
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities of Puerto Rico., UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto Quinones
Arbitrator(s): Bernard (Bob) L. Loring, Jerrold Levine, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
| 10-01444 | 04/02/2012 | Claimant(s): Luis Espinosa, Maritza Garcia, Luit Ortiz Espinosa Pension Plan
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Rafael Rodriguez-Abella, BBVA Securities of Puerto Rico.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Mark C. Perry, Thomas Czinner, Neil J. Berman
Hearing Site: San Juan, PR
| | $0 |
| 10-01317 | 11/09/2011 | Claimant(s): Jose G. Flores & Gladys Aponte
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Carlos Pou, Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities Of Puerto Rico., UBS Financial Services Inc of PR
Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto C. Quinones-Rivera
Arbitrator(s): Robert H. Hagan, Nancy J. Cliff, Todd M. Saunders
Hearing Site: San Juan, PR
| | Expungement |
| 09-06787 | 07/25/2011 | Claimant(s): Jean Bernal, Jeannette McClennan, John McClennan, Manuel Bernal
Claimant Lawyers(s): Salvador Ongaro
Respondent(s): Attila Toth, Capwest Securities., Latitude Financial Services, Workman Securities Corporation
Respondent Lawyers(s): Attila Gyula Toth, Debra A. Jenks, H Thomas Fehn
Arbitrator(s): James E. Stark, Louis M. Parker, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | $568,870 |
| 09-05270 | 11/04/2010 | Claimant(s): Anil Chawla
Claimant Lawyers(s): Anil K. Chawla
Respondent(s): Carol Ring, Gregg Libutti, Valic Financial Advisors.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Robert J. Ambrogi, Nickolas F. Monteforte, Susan Lauder Stewart
Hearing Site: Boston, MA
| | $0 |
| 09-06195 | 04/12/2010 | Claimant(s): Jerry H. Green Residuary Trust
Claimant Lawyers(s): Scott J. Link
Respondent(s): Bradford Madison
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Michael Lau, Bonnie A. Pearce, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
| | Expungement |
| 06-02039 | 02/29/2008 | Claimant(s): David Morrill, Dorothy Jones, Gale Peregrin, Nancy Morrill, William Tierney, Walter Bell and Caroline Bell, Miami Magnet Co. Profit Sharing Plan, The Gale Peregrin Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Joseph L. Bernstein, Marc S. Piven, Louis David Huss
Hearing Site: Boca Raton, FL
| | $142,156 |
