| 18-03189 | 04/09/2019 | Claimant(s): Takako Johnson
Claimant Lawyers(s): Takako Johnson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Solomon Abramov
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
|  | $676 |
| 17-00612 | 02/28/2019 | Claimant(s): Sandi Hamm
Claimant Lawyers(s): Kerry L. Pedigo
Respondent(s): Erick Kuebler, J.P. Morgan Securities
Respondent Lawyers(s): Matthew Baum, Terry R. Weiss
Arbitrator(s): Todd R. Gough, Dineo Coleman Gary, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $114,561 |
| 18-00141 | 02/22/2019 | Claimant(s): Justin Williams
Claimant Lawyers(s): James A. Sigler
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsey
Arbitrator(s): Robert E. Jenks, Bruce Oldham, Jacqueline Diane French
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 18-00611 | 01/22/2019 | Claimant(s): Sharon Schraegle
Claimant Lawyers(s): Benjamin Segel
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | $17,452 |
| 18-02512 | 12/07/2018 | Claimant(s): Brian McDermott, Patricia McDermott
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services, Kevin Mercer
Respondent Lawyers(s): Heidi E. VonderHeidi, Jeffery Rodgers, Kevin Allen Mercer
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
| | $600 |
| 17-02029 | 12/04/2018 | Claimant(s): Barbara Freeman
Claimant Lawyers(s): Michael L. Kirby
Respondent(s): J.P. Morgan Securities, Vincent McGuinness
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Nancy J. Spieczny, Randall B Christison, Kevin Joseph Pilon
Hearing Site: San Diego, CA
| | Expungement |
| 17-01969 | 10/01/2018 | Claimant(s): George Mattson, GNM ICBC
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tibor L. Nagy
Arbitrator(s): Gloria O. North, Daniel Joseph Chiodo, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | $0 |
| 16-00012 | 06/20/2018 | Claimant(s): Robert Hernreich, R. Hernreich 1987 Family Trust, R. Hernreich Charitable Remainder Trst 1, R. Hernreich Charitable Remainder Trst 2, R. Hernreich Charitable Remainder Trst 3, R. Hernreich Charitable Remainder Trst 4, R. Hernreich Charitable Remainder Trst 5, Robert E. Hernreich 2005 Trust
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Charles G. Michaels, Donald N. Tolin, Hazel E. Hanley
Hearing Site: Denver, CO
| | Expungement |
| 16-00068 | 03/28/2018 | Claimant(s): Glenn Kelley, Kevin Kelley, Timothy Kelley, Succession of Patricia A. Cleary
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): J.P. Morgan Securities, William Vanlandingham
Respondent Lawyers(s): Jeffrey L. Oakes, John W. Hite
Arbitrator(s): Daniel J. Pagnano, William Gilbert Faulk, Imre Stephen Szalai
Hearing Site: New Orleans, LA
| | Expungement |
| 16-02822 | 03/23/2018 | Claimant(s): Bernard Black, Samuel Black, Supplemental Needs Trust for Joanne Blac, The Irrevocable Trust of Renata Black
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kenneth Berg
Arbitrator(s): Robert S. Sugarman, Pamela A. Kentra, Elizabeth C. Simon
Hearing Site: Chicago, IL
| | $0 |
