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FINRA Awards for J.P. Morgan Securities

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Displaying 31-40 out of 107 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0233312/10/2020Claimant(s): Michael Suchowski, Roxie Suchowski
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
Checkmark Icon$300
20-0114012/01/2020Claimant(s): Louis Levenson
Claimant Lawyers(s): Louis Levenson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): James R. McGuone, Frances L. Wolff, Harvey R. Linder
Hearing Site: Atlanta, GA
Checkmark Icon$0
20-0076910/07/2020Claimant(s): Jose Miranda
Claimant Lawyers(s): Edward Gonzalez
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kathryn Bartolomucci
Arbitrator(s): Steven J. Glusband, James M. Rhodes, Sofia Balile
Hearing Site: New York, NY
Checkmark IconDismissed
20-0108508/14/2020Claimant(s): Jennifer Harrenstein
Claimant Lawyers(s): Jennifer S. Harrenstein
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
Checkmark Icon$0
18-0325503/30/2020Claimant(s): Valerie Lupin
Claimant Lawyers(s): Adrienne R. Hahn
Respondent(s): Craig Stevens, J.P. Morgan Securities, Paul San
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): G Thomas Fleming, George L. Tindall, Annette Gres Shepherd
Hearing Site: Los Angeles, CA
Checkmark Icon$0
17-0346509/06/2019Claimant(s): Norma Negrete
Claimant Lawyers(s): Imran H. Ansari
Respondent(s): Giovanni Narvaez, J.P. Morgan Securities, Mikal Haddad
Respondent Lawyers(s): Shipra K. Rege
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
Checkmark Icon$0
17-0167408/22/2019Claimant(s): Richard Wagenfeld
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): J.P. Morgan Securities, Securities America., Michael Long
Respondent Lawyers(s): Chad Weaver, Michael J. Charlillo
Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Jonathan Polland
Hearing Site: San Francisco, CA
Checkmark Icon$0
17-0079107/01/2019Claimant(s): Mansoor Karamooz, Trustee
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Richard M. Norman, Edward H. Davis, Barry A. Fisher
Hearing Site: Los Angeles, CA
Checkmark Icon$209,482
17-0088706/24/2019Claimant(s): Paul Schneider
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Elena G. Rodriguez, Will Murphy, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
Checkmark Icon$94,000
18-0191606/21/2019Claimant(s): The Elaine Lynn Revocable Trust, The Melvin Lynn Revocable Trust
Claimant Lawyers(s): Eric M. Jaffe
Respondent(s): J.P. Morgan Securities, Jeremy Rayburn, Vincent Sapienza
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Maria C. Hermida, Betty Chen, Andrew M. Schmertz
Hearing Site: New York, NY
Checkmark Icon$0

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