23-00608 | 08/07/2023 | Claimant(s): Michael Trotter Claimant Lawyers(s): Kevin P. Krupnick Respondent(s): John Lowry, John Winter, Kenneth Casey, Kim Monchik, Louis Ward, Spartan Capital Securities Respondent Lawyers(s): David A. Schrader, John Michael Winter, Kenneth Francis Casey Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO
| | $0 |
19-01392 | 12/12/2022 | Claimant(s): Jeffrey Cohen Claimant Lawyers(s): David A. Schrader Respondent(s): Wells Fargo Advisors Financial Network, Philip Pappas, Steven Dichter Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Annamaria Boccia Smith, John Herbert Grefe, John Warner Lowe Hearing Site: New York, NY
| | $0 |
21-00114 | 05/19/2022 | Claimant(s): David C. Rentschler and Karen Ann Claimant Lawyers(s): David Vermont Respondent(s): Stephano Marino Respondent Lawyers(s): David A. Schrader Arbitrator(s): Darrell A. Hillis, Lita S Menkin, Douglas Charles Weinstein Hearing Site: Nashville, TN
| | Dismissed by Rule 12212/12511 |
17-00104 | 09/11/2017 | Claimant(s): Robert Sells Claimant Lawyers(s): Jennifer Tarr Respondent(s): Dean Kajouras, John Lowry, Yvonne Owens, Spartan Capital Holdings, Spartan Capital Securities Respondent Lawyers(s): David A. Schrader, John Stenson, Yvonne R. Owens Arbitrator(s): David J. Hase Hearing Site: Des Moines, IA
| | $600 |
16-01121 | 12/28/2016 | Claimant(s): Ruben Rucker Claimant Lawyers(s): Jennifer Tarr Respondent(s): Michael Dugan, Paul Taboada Respondent Lawyers(s): David A. Schrader, Michael Joseph Dugan Arbitrator(s): I. Douglas Dunipace Hearing Site: Phoenix, AZ
| | $0 |
15-02368 | 12/06/2016 | Claimant(s): Theodore Zimbelman Claimant Lawyers(s): Charles H. Field Respondent(s): National Securities Corporation, Kyle Harrington Respondent Lawyers(s): David A. Schrader, Elizabeth Lowery Arbitrator(s): Harvey C. Flodin, Lawrence Alexander Huerta, Shawn Michael Spaulding Hearing Site: San Diego, CA
| | $155,000 |
16-00201 | 09/30/2016 | Claimant(s): Robert Gray Claimant Lawyers(s): Jennifer Tarr Respondent(s): Isreal Torres, John Riccardi, Meyers Associates, L.P. Respondent Lawyers(s): David A. Schrader, Isreal Wilfredo Torres, John F. Riccardi Arbitrator(s): Jill I. Gross Hearing Site: Albany, NY
| | $300 |
15-03365 | 06/09/2016 | Claimant(s): Joseph Pankowski Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Colin Archer, Meyers Associates, L.P. Respondent Lawyers(s): David A. Schrader Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI
| | $19,790 |
10-05361 | 03/21/2014 | Claimant(s): Barry Goodman, Dana Goodman Claimant Lawyers(s): Richard B. Fosher Respondent(s): Meyers Associates, L.P. Respondent Lawyers(s): David A. Schrader Arbitrator(s): R. Thomas Barksdale, Jeffrey M. Bain, Donna L. Pavlick Hearing Site: Nashville, TN
| | $447,580 |