| 09-00362 | 02/24/2010 | Claimant(s): Patricia A. Lambert IRA, Carl E. Lambert and Patricia A. Lambert
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Anthony J. Soukenik, James M. Stern, Heath O. Lauseng
Hearing Site: St. Louis, MO
|  | $0 |
| 08-03576 | 12/17/2009 | Claimant(s): Christine M. Dann Trust U/A DTD 10/04/06
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Gary F. Lang, Gayle B. Carlson, Charles W. Lavender
Hearing Site: Orlando, FL
| | $0 |
| 08-03386 | 10/26/2009 | Claimant(s): Gene McCutchin
Claimant Lawyers(s): Robert L. Wright
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Jeff Abrams, Nicole T. LeBoeuf, Robert E. Behrendt
Hearing Site: Dallas, TX
| | $250 |
| 08-04510 | 05/20/2009 | Claimant(s): Erica Woodard
Claimant Lawyers(s): Erica Woodard
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | $0 |
| 08-00060 | 12/30/2008 | Claimant(s): Jack Ommert
Claimant Lawyers(s): James P. Graven
Respondent(s): Eric Jansson, James Bottoms, Raymond James Financial Services., JFB Planning Services.
Respondent Lawyers(s): Erin Linehan, Gary A. Barnes, James F. Bottoms
Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
| | $0 |
| 07-01783 | 10/06/2008 | Claimant(s): Pamela Schmidt, Pamela A. Schmidt Trust
Claimant Lawyers(s): Thomas P. Swigert
Respondent(s): Raymond James Financial Services., Thomas Shian
Respondent Lawyers(s): Erin Linehan, Thomas Shian
Arbitrator(s): Emily F. Seesel, Paul J. Hennen, Steven M. Bialick
Hearing Site: Minneapolis, MN
| | $145,300 |
| 07-02600 | 07/09/2008 | Claimant(s): Julie Maleitzke, Estate of Gary L. Maleitzke, Deceased
Claimant Lawyers(s): William K. Murphy
Respondent(s): Brent Kerstetter, Raymond James Financial Services., Michelle Dean
Respondent Lawyers(s): John I. Bain, Kelli Bullington
Arbitrator(s): Patrick R. Sughroue, Benjamin A. Kerner, Thomas L. Imbrunone
Hearing Site: Detroit, MI
| | $0 |
| 07-01361 | 04/15/2008 | Claimant(s): Sheila Segrest, Sheila Segrest as next friend of Anna Br
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., Raymond, James & Associates., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Lita S Menkin, Todd Edward Phillips, Daniel T. Hull
Hearing Site: Birmingham, AL
| | $36,917 |
| 06-03860 | 04/03/2008 | Claimant(s): Larry Muehlstein, Larry J. Muehlstein IRA
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): George Jackson, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Linda Fairchild, Joyce Alana Jolley, A.J. Seier
Hearing Site: Orlando, FL
| | $0 |
| 06-04074 | 03/28/2008 | Claimant(s): Charles B., and Denise P. Lee
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Moseley, Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Phillip Lee Scheldt, W. Donald Parr, James Douglas Haigh
Hearing Site: Dallas, TX
| | $225,375 |
