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FINRA Awards for Thomas P. Swigert

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0178310/06/2008Claimant(s): Pamela Schmidt, Pamela A. Schmidt Trust
Claimant Lawyers(s): Thomas P. Swigert
Respondent(s): Raymond James Financial Services., Thomas Shian
Respondent Lawyers(s): Erin Linehan, Thomas Shian
Arbitrator(s): Emily F. Seesel, Paul J. Hennen, Steven M. Bialick
Hearing Site: Minneapolis, MN
Checkmark Icon$145,300

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