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FINRA Awards for Morgan Keegan & Company.

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Displaying 31-40 out of 294 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0011601/15/2013Claimant(s): Mark Kearsley
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark Icon$213
12-0153301/11/2013Claimant(s): Andrew Clark, Melinda Clark
Claimant Lawyers(s): Andrew L. Clark
Respondent(s): Carl Davis, Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
Checkmark Icon$0
09-0413801/07/2013Claimant(s): Julia Hussey
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avi Stadler
Arbitrator(s): Romaine L. Gardner, Carolyn A. Mann, Stephen Laughlin Eddy
Hearing Site: Memphis, TN
Checkmark Icon$0
08-0485612/28/2012Claimant(s): J.N. Raines, Julie Raines, Fischer Lime & Cement Company.
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Alexandra M. Linden, David M. Levine, E. William Pastor
Hearing Site: Memphis, TN
Checkmark Icon$61,726
10-0450012/17/2012Claimant(s): Lawrence Dale, LBD Holdings 2007
Claimant Lawyers(s): Christian D. Tucker
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Karen Roberts Washington, Frances Johnson Wright, Timothy Paul Davis
Hearing Site: Dallas, TX
Checkmark Icon$1,380,640
11-0205012/11/2012Claimant(s): Barrett Business Services., Estate of William Sherertz
Claimant Lawyers(s): Howard B. Prossnitz, Jahan K. Manasseh
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Philip E. Cutler, G. E. Craig Doupe, Alan Reginald Doe
Hearing Site: Seattle, WA
Checkmark Icon$0
12-0030211/19/2012Claimant(s): Earl King
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Memphis, TN
Checkmark Icon$0
11-0239311/13/2012Claimant(s): Jean Dowe
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Stephen P. LaLonde, Karin A. Schlosser, Ramona L. Gallagher
Hearing Site: Syracuse, NY
Checkmark Icon$4,625
11-0474711/08/2012Claimant(s): John Stern, Karen Stern, The Stern Family Trust dtd 11/5/00
Claimant Lawyers(s): Daniel Carlson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Jeffrey L. Malek
Hearing Site: Los Angeles, CA
Checkmark Icon$213
10-0155611/05/2012Claimant(s): Cortell Family Limited Partnership, Denise C. Slomak Trust, Karen Robbins Trust
Claimant Lawyers(s): Matthew W. Woodruff
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawerence Polk
Arbitrator(s): Joseph L. Bernstein, Paul Joseph McIntyre, Peter A. Portley
Hearing Site: Boca Raton, FL
Checkmark Icon$0

294 Results

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