| 21-00408 | 11/28/2022 | Claimant(s): Johnathan Short
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): James C. Hoover, Bruce W. Bennett, Eve M Wright
Hearing Site: Atlanta, GA
|  | Expungement |
| 17-01077 | 08/01/2019 | Claimant(s): Brian Leggett, Bryson Holdings
Claimant Lawyers(s): Craig H. Kuglar, Jeffrey D. Horst
Respondent(s): Jay Pickett, Wells Fargo Clearing Services
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Robert L. Lestina, Charles E. White, Scott A. Schweber
Hearing Site: Atlanta, GA
| | $0 |
| 17-01969 | 10/01/2018 | Claimant(s): George Mattson, GNM ICBC
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tibor L. Nagy
Arbitrator(s): Gloria O. North, Daniel Joseph Chiodo, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | $0 |
| 16-03363 | 10/13/2017 | Claimant(s): Laney Stringer, The Estate of Rebecca Joyce Stringer
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Audie Rea, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Susan S. Bentley, Clare R. Goldfarb, Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $90,000 |
| 15-00193 | 02/25/2016 | Claimant(s): Robert Wagner, Vicki Wagner
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Henry Kulig, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Daniel R. Formeller, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
| | $70,333 |
| 14-02355 | 08/11/2015 | Claimant(s): Carolyn Walker, Danny Townsend, Jackson Walker, Mack Amerson, Martha Westmoreland, Marvel Smith, Merrilynn Teixeira, Richard Smith, Estate of Joan Hendrix, Deceased
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Perry Lee Taylor, Linda M. Granata, Samuel Appel
Hearing Site: Atlanta, GA
| | $1,282,560 |
| 13-00975 | 10/21/2014 | Claimant(s): Daniel Sciscoe, Donald Riner, Mary Jo Peters, Merrilynn Teixeira, William Sprowls and Darlene Sprowls
Claimant Lawyers(s): John S. Chapman
Respondent(s): Jerome Murphy, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Lita S Menkin, Joe E. Manuel, Richard Merritt Langway
Hearing Site: Atlanta, GA
| | $844,340 |
| 12-03194 | 02/19/2014 | Claimant(s): Deborah Carney, Deborah Greene, Elizabeth Smith, J. Lee, Janice Peek, John Thomason, Joseph Gibson, Lisa Lee, Mary Frey, Ron Chandonia, Sherry Thomason, Steven Carney, Wanda Messina, T&M Tilt-Up. Profit Sharing Plan
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Frank W. Virgin, Karla Y. Vogel, Robert A. Dean
Hearing Site: Atlanta, GA
| | $600 |
| 11-01784 | 09/11/2012 | Claimant(s): Rollin Park
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Wells Fargo Advisors, Harry Oldham, Robert Haggard
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Mollie Wagner Neal, David E. Morris, William Clay Gilbert
Hearing Site: Atlanta, GA
| | $0 |
