20-02666 | 02/09/2022 | Claimant(s): Carol A. Mastics, individually for the, Carole Mastics Rev Tr Dtd 03/28/2011 Claimant Lawyers(s): Robert J. Harvey Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Monica I. Salis, Paul Weinberg, Edward Alexander Jaffe Hearing Site: Boca Raton, FL
| | Expungement |
19-03215 | 11/05/2021 | Claimant(s): Barry E. Loughrane Revocable Trust Claimant Lawyers(s): Jenice Malecki Respondent(s): Paul Majane, Lincoln Financial Advisors Corporation, Moors & Cabot. Respondent Lawyers(s): Eric Michaels, Robert A. Giacovas, Robert J. Harvey Arbitrator(s): Jill Pilgrim, David Holmes, Richard H Leitman Hearing Site: New York, NY
| | Expungement |
18-02838 | 12/31/2018 | Claimant(s): Stanley Young Claimant Lawyers(s): Stanley E. Young Respondent(s): Timothy Grossman, Valic Financial Advisors. Respondent Lawyers(s): Robert J. Harvey Arbitrator(s): Vicky L. Orem Hearing Site: Baltimore, MD
| | $9,266 |
16-03225 | 11/22/2017 | Claimant(s): Jonathan Friedman Claimant Lawyers(s): Robert J. Harvey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Donald Theodore Ryce Hearing Site: Boca Raton, FL
| | Expungement |
15-01917 | 12/27/2016 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Leandro Palencia Respondent(s): Alexander Alternative Capital Respondent Lawyers(s): Robert J. Harvey Arbitrator(s): Susanne J. Hollander Hearing Site: Miami, FL
| | $0 |
13-00209 | 08/21/2015 | Claimant(s): Michael Kohlenstein Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Bruce Oderman, Euro Pacific Capital. Respondent Lawyers(s): Peter Chema, Robert J. Harvey Arbitrator(s): Gordon M. Wase, John Leslie Coker, Naomi Ime Blake Hearing Site: Baltimore, MD
| | $70,359 |
13-01678 | 03/25/2015 | Claimant(s): James P. Barry Flite Trust dtd 12/31/01 Claimant Lawyers(s): Robert J. Harvey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Martin M. Van Luven, Marvin S. Lava, Sidney Turner Hearing Site: Boca Raton, FL
| | Expungement |
13-03205 | 07/24/2014 | Claimant(s): Jeffrey Carson Claimant Lawyers(s): Richard T. Donovan Respondent(s): Richard Sadowski, Todd Sadowski, G. A. Repple & Company Respondent Lawyers(s): Robert J. Harvey Arbitrator(s): Michael S. Hill, Jay R. Robinson, David Cottingham Mann Hearing Site: Little Rock, AR
| | Expungement |
11-04503 | 08/08/2012 | Claimant(s): Shirley Krieger Claimant Lawyers(s): Shirley Krieger Respondent(s): Ira Materetsky Respondent Lawyers(s): Robert J. Harvey Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
| | Expungement |
11-03599 | 05/24/2012 | Claimant(s): Rhonda Lonardo Claimant Lawyers(s): D. Daxton White Respondent(s): Jay Fischer Respondent Lawyers(s): Robert J. Harvey Arbitrator(s): David Rich Hearing Site: Boca Raton, FL
| | $319 |