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FINRA Awards for SunTrust Investment Services.

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0235910/23/2021Claimant(s): Rita Vido, Robert Vido, Theodore Wensink
Claimant Lawyers(s): Robert Persante
Respondent(s): Ahmet Kildis, SunTrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils, Robert K. Jamieson
Arbitrator(s): Elizabeth A. Townes, Rochelle Friedman Walk, Natalie Paskiewicz
Hearing Site: Tampa, FL
Checkmark Icon$18,582
20-0195707/01/2021Claimant(s): Jerome Axelrod
Claimant Lawyers(s): Curtis D. Carlson
Respondent(s): SunTrust Investment Services., SunTrust Advisory Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Richard W. Epstein, Richard Kuper, Jason Allen Rosner
Hearing Site: Boca Raton, FL
Checkmark Icon$200,000
17-0127103/30/2018Claimant(s): Michael Helm
Claimant Lawyers(s): Michael S Helm
Respondent(s): Elizabeth Thomas, SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Arocles Aguilar
Hearing Site: Reno, NV
Checkmark Icon$0
17-0032110/20/2017Claimant(s): Melissa Dano
Claimant Lawyers(s): Melissa Dano
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): James P. Kinkade, James C. Hoover, John F. Allgood
Hearing Site: Atlanta, GA
Checkmark Icon$0
15-0130004/29/2016Claimant(s): Billy Hackworth, Joe Parker
Claimant Lawyers(s): Billy T. Hackworth
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Robert D. Perrow
Arbitrator(s): Donald B. Vaden
Hearing Site: Richmond, VA
Checkmark Icon$49,000
14-0207204/18/2016Claimant(s): Sutton Investment LLC
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Jo Lanier Meeks
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
Checkmark Icon$12,996
14-0115811/24/2015Claimant(s): Gary Adams
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis
Arbitrator(s): Lita S Menkin, William Barker Brown, J. G. Long
Hearing Site: Atlanta, GA
Checkmark IconExpungement
12-0059512/20/2013Claimant(s): Regal Marine Industries.
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis
Arbitrator(s): John P. Cullem, Thomas Roe Oldt, Alan E. Linden
Hearing Site: Orlando, FL
Checkmark IconExpungement
12-0294812/02/2013Claimant(s): John Hoots
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Camden R. Webb
Arbitrator(s): John Russell Barlow, Richard E. Miley, Frank V. Tutone
Hearing Site: Charlotte, NC
Checkmark Icon$27,000
11-0474805/07/2013Claimant(s): Pamela Lewis
Claimant Lawyers(s): Christopher W. Wickersham
Respondent(s): SunTrust Investment Services., James Brown
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Donald M. Macdonald, John F. O'Neill, Brandt Leonard Ross
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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