| 11-00611 | 10/17/2012 | Claimant(s): Peggy A. Boyles IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Mimi B. Osiason, Frank Brenner, Audrey Belitz Rauchway
Hearing Site: Tampa, FL
|  | $0 |
| 11-04797 | 10/16/2012 | Claimant(s): James McKay, Kristine McKay
Claimant Lawyers(s): Martha J. Ashcraft
Respondent(s): Wells Fargo Advisors, Melisa Oehmke
Respondent Lawyers(s): Deidre Wolff
Arbitrator(s): Richard R. Edmister
Hearing Site: Las Vegas, NV
| | $8,693 |
| 11-02669 | 10/11/2012 | Claimant(s): Sirotkin Family Limited Partnership
Claimant Lawyers(s): Michael Hill
Respondent(s): Wells Fargo Advisors, Patsy Lillehei
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Ira Weinberger, Frances D. Sheehy, Tina Scott Polsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-00484 | 10/10/2012 | Claimant(s): James Bordas, Linda Bordas
Claimant Lawyers(s): J. Zachary Zatezalo
Respondent(s): Wells Fargo Advisors, Ernest Coffindaffer
Respondent Lawyers(s): Meredith Cavallaro
Arbitrator(s): Michael R. Stabile, G. Daniel Carney, John P. Abriola
Hearing Site: Pittsburgh, PA
| | $98,250 |
| 11-02864 | 10/02/2012 | Claimant(s): Janie Orr, John Orr
Claimant Lawyers(s): Robert D. O'Conor
Respondent(s): Wells Fargo Advisors, Perry Lyons
Respondent Lawyers(s): Michael A. Rodriguez
Arbitrator(s): Philip I. McConnell, Jack Chapline Vaughan, Joshua D. Wallach
Hearing Site: Houston, TX
| | Expungement |
| 11-02713 | 09/28/2012 | Claimant(s): Helen Puskadi, Helen Puskadi Living Trust UAD 8/14/03
Claimant Lawyers(s): William S. Isenberg
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 10-01077 | 09/27/2012 | Claimant(s): Mayme Davis
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Thomas Czinner, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-00491 | 09/27/2012 | Claimant(s): Randi Belin (aka Randi Rosen), Sylvia Belin
Claimant Lawyers(s): Christine Lazaro
Respondent(s): Wells Fargo Advisors, Jeri Cohen
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
| | $0 |
| 10-00934 | 09/24/2012 | Claimant(s): Letzgo Co.
Claimant Lawyers(s): Scott Hirsch
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Gary M. Landau, John E. Sutton, Suzanne E. Mowry
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 11-01327 | 09/24/2012 | Claimant(s): Lisa Mazzone, Alexandra Mazzone UGMA, Nicholas A. Mazzone UGMA
Claimant Lawyers(s): Alan L Frank
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew Park
Arbitrator(s): Louis H. Miron, John R. Buehler, Felicia T. Farber
Hearing Site: Newark, NJ
| | Expungement |
